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My Reading on ASQ CQA HB Part III

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<strong>Part</strong> <strong>III</strong>A<br />

Evaluati<strong>on</strong> Of Auditor Competence<br />

The evaluati<strong>on</strong> of auditor competence should be planned, implemented, and documented in accordance with<br />

the audit program, including its procedures to provide an outcome that is objective, c<strong>on</strong>sistent, fair, and reliable.<br />

The evaluati<strong>on</strong> process should include four main steps, as follows:<br />

a. Determine the competence of audit pers<strong>on</strong>nel to fulfill the needs of the audit program<br />

b. Establish the evaluati<strong>on</strong> criteria<br />

c. Select the appropriate evaluati<strong>on</strong> method<br />

d. C<strong>on</strong>duct the evaluati<strong>on</strong><br />

The outcome of the evaluati<strong>on</strong> process should provide a basis for the following:<br />

• Selecti<strong>on</strong> of audit team members<br />

• Determining the need for improved competence (e.g., additi<strong>on</strong>al training)<br />

• Ongoing performance evaluati<strong>on</strong> of auditors<br />

Auditors should develop, maintain, and improve their competence through:<br />

• C<strong>on</strong>tinual professi<strong>on</strong>al development and<br />

• Regular participati<strong>on</strong> in audits.<br />

https://www.iacet.org/standards/ansi-iacet-2018-1-standard-for-c<strong>on</strong>tinuing-educati<strong>on</strong>-and-training/c<strong>on</strong>tinuing-educati<strong>on</strong>-unit-ceu/about-the-ceu/<br />

Charlie Ch<strong>on</strong>g/ Fi<strong>on</strong> Zhang

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