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A Dictionary of Linguistics and Phonetics David Crystal

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case grammar 67

been devoted to this point, in particular to criticism of traditional grammars

of English which insisted nonetheless on analysing the English noun in terms of

cases. In some languages, highly complex morphological systems are encountered

– according to some, Finnish can be analysed as having sixteen cases, for

example – along with a correspondingly complex descriptive terminology (using

such terms as inessive (‘in’ a place), elative (‘from inside’ a place) and illative

(‘into’ a place)).

(2) When written with a capital C (Case), the term refers to an abstract notion

which is distinct from the morphologically marked case described under

(1) above. Abstract Case (or deep Case) is present even in languages (such as

Chinese) which lack morphological case on noun phrases; it is usually assumed

to be congruent with morphological case when such features are present. Case

theory is one of the (sub-)theories of government-binding theory: it deals

with the assignment of abstract Case and its morphological realizations, restricting

the distribution of lexical NPs at S-structure. Structural Case is assigned

to NPs at S-structure; inherent Case is assigned to NPs in D-structure. Casemarking

rules assign structural Case to certain NP positions (e.g. objective,

where the NP is governed by a transitive verb or preposition), and the

Case filter restricts the range of sentences which can be generated in this way,

making movement of the object-NP to the subject position obligatory in passives,

and preventing the appearance of an adverbial between a verb and its object.

Case theory in this sense must be clearly distinguished from that outlined in

case grammar. In the minimalist programme, Case-marking is expressed as

Case-checking.

case grammar An approach to grammatical analysis devised by the American

linguist Charles Fillmore (b. 1929) in the late 1960s, within the general orientation

of generative grammar. It is primarily a reaction against the standardtheory

analysis of sentences, where notions such as subject, object, etc., are

neglected in favour of analyses in terms of NP, VP, etc. By focusing on syntactic

functions, however, it was felt that several important kinds of semantic relationship

could be represented, which it would otherwise be difficult or impossible

to capture. A set of sentences such as The key opened the door, The door

was opened by/with the key, The door opened, The man opened the door with

a key, etc., illustrate several ‘stable’ semantic roles, despite the varying surface

grammatical structures. In each case the key is ‘instrumental’, the door is the

entity affected by the action, and so on. Case grammar formalizes this insight

using a model which shows the influence of the predicate calculus of formal

logic: the deep structure of a sentence has two constituents, modality

(features of tense, mood, aspect and negation, relating to the sentence as a

whole) and proposition (within which the verb is considered central, and the

various semantic roles that elements of structure can have are listed with

reference to it, and categorized as cases).

The term ‘case’ is used because of the similarity with several of the traditional

meanings covered by this term (see case (1)), but the deep-structure cases

recognized by the theory do not systematically correspond with anything in the

surface morphology or syntax. The original proposal set up six cases (agentive,

instrumental, dative, factitive, locative and objective) and gave rules

for their combination in defining the use of verbs, e.g. a verb like open can be

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