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almanac on security sector oversight in the Western Balkans

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Kosovo<br />

3 . Analysis of democratic governance & <strong>oversight</strong> of<br />

<strong>security</strong> <strong>sector</strong><br />

The legal framework sets out two types of <strong>oversight</strong> for <strong>the</strong> <strong>security</strong> <strong>sector</strong> <strong>in</strong> Kosovo:<br />

<strong>in</strong>ternal c<strong>on</strong>trol mechanisms and external <strong>oversight</strong> actors.<br />

The <strong>in</strong>ternal c<strong>on</strong>trol of Kosovo’s <strong>security</strong> <strong>sector</strong> c<strong>on</strong>sists of a complex structure <strong>in</strong>volv<strong>in</strong>g<br />

<strong>the</strong> <strong>in</strong>ternal cha<strong>in</strong> of c<strong>on</strong>trol, vertical hierarchy and horiz<strong>on</strong>tal <strong>oversight</strong>. This <strong>in</strong>cludes<br />

<strong>in</strong>spectorates, <strong>in</strong>ternal <strong>in</strong>vestigati<strong>on</strong> units, <strong>in</strong>ternal audit offices and procurement<br />

offices. To fully understand <strong>the</strong> <strong>security</strong> <strong>sector</strong> it is also important to analyse <strong>the</strong><br />

role of external <strong>oversight</strong> mechanisms. External <strong>oversight</strong> refers to <strong>the</strong> c<strong>on</strong>trol and<br />

<strong>oversight</strong> of <strong>the</strong> <strong>security</strong> <strong>sector</strong> <strong>on</strong> <strong>the</strong> horiz<strong>on</strong>tal level. Am<strong>on</strong>gst <strong>the</strong>se <strong>in</strong>stituti<strong>on</strong>s are:<br />

parliament, <strong>in</strong>dependent state <strong>in</strong>stituti<strong>on</strong>s, <strong>the</strong> judiciary and civil society.<br />

In order to have a clearer overview of how governance <strong>in</strong> <strong>the</strong> Kosovo <strong>security</strong> <strong>sector</strong><br />

is functi<strong>on</strong><strong>in</strong>g, <strong>in</strong> <strong>the</strong> follow<strong>in</strong>g part <strong>the</strong> role of <strong>in</strong>ternal c<strong>on</strong>trol mechanisms will be<br />

elaborated and <strong>the</strong>n <strong>the</strong>re will be a specific part <strong>on</strong> <strong>the</strong> <strong>oversight</strong> mechanisms.<br />

3.1. Internal c<strong>on</strong>trol of <strong>the</strong> <strong>security</strong> <strong>sector</strong> <strong>in</strong> Kosovo<br />

3.1.1. The structure of <strong>in</strong>ternal c<strong>on</strong>trol<br />

Internal c<strong>on</strong>trol and supervisi<strong>on</strong> is performed ei<strong>the</strong>r by <strong>security</strong> <strong>in</strong>stituti<strong>on</strong>s <strong>the</strong>mselves<br />

or by <strong>the</strong> <strong>in</strong>ternal c<strong>on</strong>trol mechanisms of <strong>the</strong> m<strong>in</strong>istries and agencies under which <strong>the</strong>y<br />

operate. These might <strong>in</strong>clude mechanisms such as: <strong>in</strong>ternal <strong>in</strong>vestigati<strong>on</strong> units, <strong>in</strong>ternal<br />

audit<strong>in</strong>g units, procurement offices and <strong>in</strong>spectorates. Apart from <strong>the</strong>se mechanisms,<br />

<strong>in</strong> some branches such as supervisi<strong>on</strong> of <strong>the</strong> budget, <strong>in</strong>ternal c<strong>on</strong>trol is exercised<br />

by o<strong>the</strong>r m<strong>in</strong>istries or governmental bodies, most notably by <strong>the</strong> M<strong>in</strong>istry of F<strong>in</strong>ance.<br />

The exist<strong>in</strong>g legal framework provides that <strong>the</strong> <strong>in</strong>ternal c<strong>on</strong>trol of <strong>the</strong> <strong>security</strong> <strong>sector</strong><br />

<strong>on</strong> <strong>the</strong> <strong>in</strong>stituti<strong>on</strong>al and m<strong>in</strong>isterial level is carried out by both civilian and uniformed<br />

structures (C<strong>on</strong>stituti<strong>on</strong>, 2008). Despite be<strong>in</strong>g clearly outl<strong>in</strong>ed <strong>in</strong> <strong>the</strong> legal framework,<br />

<strong>in</strong> practice, <strong>in</strong>ternal c<strong>on</strong>trol of <strong>the</strong> <strong>security</strong> <strong>sector</strong> <strong>in</strong> Kosovo is still develop<strong>in</strong>g. As expla<strong>in</strong>ed,<br />

this can be justified by <strong>the</strong> fact that some of <strong>the</strong> <strong>security</strong> <strong>in</strong>stituti<strong>on</strong>s <strong>in</strong> Kosovo<br />

are still <strong>in</strong> <strong>the</strong>ir <strong>in</strong>fancy particularly <strong>the</strong> Kosovo Security Force and Kosovo Intelligence<br />

Agency.<br />

The oldest <strong>security</strong> <strong>in</strong>stituti<strong>on</strong>, <strong>the</strong> Kosovo Police (KP) has made measurable progress<br />

<strong>in</strong> exercis<strong>in</strong>g <strong>in</strong>ternal c<strong>on</strong>trol. This c<strong>on</strong>trol is carried out by mechanisms such as: <strong>the</strong><br />

Professi<strong>on</strong>al Standards Unit (PSU), <strong>the</strong> Internal Audit Unit (IAU) and <strong>the</strong> Police Inspectorate<br />

of Kosovo (PIK). The PSU is a police unit which is resp<strong>on</strong>sible for <strong>in</strong>vestigat<strong>in</strong>g<br />

m<strong>in</strong>or cases of alleged misc<strong>on</strong>duct by KP pers<strong>on</strong>nel, while <strong>the</strong> IAU is a unit resp<strong>on</strong>sible<br />

for audit<strong>in</strong>g <strong>the</strong> expenditures and procurements made by <strong>the</strong> police. The PIK is a<br />

mechanism which operates under MoIA <strong>in</strong>dependently from <strong>the</strong> KP with power to<br />

<strong>in</strong>vestigate allegati<strong>on</strong>s of serious discipl<strong>in</strong>ary and f<strong>in</strong>ancial problems <strong>in</strong> <strong>the</strong> police.<br />

113<br />

Almanac <strong>on</strong> Security Sector Oversight <strong>in</strong> <strong>the</strong> <strong>Western</strong> <strong>Balkans</strong>

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