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The Stakeholder Engagement Manual Volume 2 - AccountAbility

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STAGE 5<br />

SUGGESTED METHODOLOGY M17:<br />

DESIGNING AN ASSURANCE PROCESS<br />

Th e purpose of this methodology is to design a process that serves to assure your<br />

stakeholders that the preparation of the engagement, the engagement process itself<br />

as well as the decisions on and implementation of outcomes are undertaken in a fair,<br />

transparent and responsive manner under due consideration of the stakeholders’<br />

expectations.<br />

• Use the table below to guide you through the diff erent considerations and<br />

options. It is important to start thinking about assurance early in the process;<br />

ideally you want to involve an assurance provider right from the outset of<br />

the engagement process when making initial decisions about the materiality of<br />

stakeholders and issues. Alternatively good documentation of previous steps, as<br />

well as consultation with stakeholders, can also allow an assurance provider<br />

coming into the process at a later point to provide a certain level of assurance.<br />

• A suitable assurance provider is, in general, a person, or a group of people<br />

(e.g. a stakeholder panel or professional assurance provider), who is and can be<br />

seen to be independent of the business and which is in a position to challenge<br />

and question the business’ approach to engagement. Apart from that, they of<br />

course need to be competent to undertake the required assurance process.<br />

• Ensure that this assurance provider possesses legitimacy with your stakeholders.<br />

• Overall, it is important to agree the design of the assurance process with your<br />

stakeholders. Th is includes that you agree with them on the scope and subject<br />

matter of the assurance process, on the principles that will be applied to this<br />

subject matter, and on the level of assurance that will be pursued in the process.<br />

THE PRACTITIONER'S HANDBOOK ON STAKEHOLDER ENGAGEMENT | 129

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