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Unfitness to Plead Consultation Responses - Law Commission ...

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strongly that there needs <strong>to</strong> be a strong mechanism for<br />

reassessing capacity <strong>to</strong> participate as the trial progresses.<br />

However, where it is quite clear from the outset that a case is<br />

likely <strong>to</strong> be extremely complex, we see no reason why this<br />

should not be a relevant fac<strong>to</strong>r <strong>to</strong> consider in a capacity<br />

assessment. Therefore, despite the difficulties , we feel that it<br />

is important <strong>to</strong> fair operation of the proposed test for<br />

proportionality <strong>to</strong> be included in the assessment. We feel<br />

also that in developing these concepts it will be useful <strong>to</strong> reemphasise<br />

that this is what is meant by the “capacity test” -<br />

which in fact involves an assessment of a number of fac<strong>to</strong>rs -<br />

<strong>to</strong> help overcome the common misperception that whether or<br />

not someone has capacity is a straightforward yes or no<br />

issue.<br />

3. A unitary test will look at numerous fac<strong>to</strong>rs involved in<br />

assessing whether a defendant will have capacity <strong>to</strong><br />

participate. We agree that a unitary (as opposed <strong>to</strong> a<br />

disaggregated) test of capacity would be the preferred test<br />

but would have <strong>to</strong> be flexible enough <strong>to</strong> take in<strong>to</strong> account the<br />

possibility that the defendant might not have the capacity <strong>to</strong><br />

fully participate in a certain stage of the criminal proceedings<br />

at a later date, for example if a particularly complex crossexamination<br />

were <strong>to</strong> take place or if a complicated area of<br />

law were <strong>to</strong> be argued. It is important that a capacity<br />

assessment be made as soon as possible in the criminal<br />

proceedings. Provided that a truly functional approach is<br />

taken and appropriate special measures put in<strong>to</strong> place at the<br />

relevant times, we would hope that a large proportion of<br />

mentally disordered defendants would be able <strong>to</strong> continue <strong>to</strong><br />

participate throughout the trial process. It is, however,<br />

important that there be safeguards and robust procedures <strong>to</strong><br />

allow reassessment of capacity. It might be possible,<br />

therefore, that the defendant suffering from obsessive<br />

compulsive disorder (Example 3E) might be helped by<br />

special measures (see below) <strong>to</strong> answer a question asked of<br />

him by Counsel. Conversely, a defendant suffering from an<br />

acute episode of a psychotic condition such as paranoid<br />

schizophrenia (Example 3D) might not be able <strong>to</strong> understand<br />

the consequences of pleading guilty even if all special<br />

measures were put in place.<br />

3

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