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Unfitness to Plead Consultation Responses - Law Commission ...

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CPS RESPONSE TO LAW COMMISSION CONSULTATION PAPER NO.<br />

197: UNFITNESS TO PLEAD<br />

1. Do consultees agree that we should aim <strong>to</strong> construct a scheme which<br />

allows courts <strong>to</strong> operate a continuum whereby those accused who do not<br />

have decision-making capacity will be subject <strong>to</strong> the section 4A hearing<br />

and those defendants with decision-making capacity should be subject <strong>to</strong><br />

a trial with or without special measures depending on the level of<br />

assistance which they need?<br />

Yes. The starting point of the scheme should be the assumption that the defendant<br />

has decision-making capacity unless it is established that he lacks it. The<br />

defendant should not be treated as being unable <strong>to</strong> make a decision unless all<br />

practical steps <strong>to</strong> help him do so have been taken without success. This would<br />

align the new decision making capacity test with the principles set out in section 1<br />

Mental Capacity Act 2005.<br />

The scheme should require active consideration of the requirement in the Practice<br />

Direction (Criminal Proceedings: Consolidation) para.III.30 that all possible steps<br />

are taken <strong>to</strong> assist a vulnerable defendant <strong>to</strong> understand and participate in criminal<br />

proceedings, including the use of special measures. We agree that in decision<br />

making capacity, consideration should be given <strong>to</strong> the extent <strong>to</strong> which special<br />

measures could assist the defendant <strong>to</strong> participate in his or her trial. This would be<br />

comparable with the procedure for determining the competence of witnesses in<br />

criminal proceedings as set out in section 53 Youth Justice and Criminal Evidence<br />

Act 1999. The assessment of competence should utilise techniques or measures,<br />

including special measures <strong>to</strong> enable a witness <strong>to</strong> understand and answer the<br />

questions put <strong>to</strong> him or her.<br />

The use of special measures should not be confined <strong>to</strong> the proceedings, but should<br />

be available beforehand <strong>to</strong> enable the defendant and his legal team <strong>to</strong> prepare for<br />

trial. This may include the use of an intermediary <strong>to</strong> help the defendant <strong>to</strong><br />

understand the case against him, <strong>to</strong> give his own side of the s<strong>to</strong>ry as his proof of<br />

evidence is drawn up and <strong>to</strong> speak <strong>to</strong> his lawyers. He may need help <strong>to</strong> follow the<br />

case as it proceeds, <strong>to</strong> decide whether <strong>to</strong> question witnesses, <strong>to</strong> accept their<br />

evidence or <strong>to</strong> challenge their credibility, <strong>to</strong> decide if he is <strong>to</strong> give evidence, and if<br />

so the help or special measures he will need help <strong>to</strong> do so. (C v Sevenoaks Youth<br />

Court [2009] EWHC 3088 (Admin))<br />

The purpose of criminal proceedings is <strong>to</strong> determine guilt, if that is in issue, and<br />

decide on the appropriate sentence if the defendant pleads guilty or is convicted.<br />

All possible steps should be taken <strong>to</strong> assist a vulnerable defendant <strong>to</strong> understand<br />

and participate in those proceedings. It is in the interests of the defendant <strong>to</strong> be<br />

acquitted, if he is innocent, and in the interests of victims, witnesses and the wider<br />

community that the trial takes place as soon as possible and the issue is<br />

determined.<br />

The ordinary trial process should, so far as necessary, be adapted <strong>to</strong> meet those<br />

ends. The section 4A procedure should be reserved for the minority of cases in<br />

1

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