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Standards and Guidelines for Electronic Medical Record Systems in ...

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Upgrade Schedul<strong>in</strong>g<br />

The EMR system needs to be available dur<strong>in</strong>g the hours needed <strong>for</strong> required operations. There<strong>for</strong>e,<br />

a pre-def<strong>in</strong>ed process <strong>for</strong> h<strong>and</strong>l<strong>in</strong>g deployments to the system should be well def<strong>in</strong>ed <strong>in</strong> order to<br />

keep disruptions to bus<strong>in</strong>ess operations at a m<strong>in</strong>imum. This can <strong>in</strong>clude a regular ma<strong>in</strong>tenance<br />

schedule <strong>for</strong> m<strong>in</strong>or updates (monthly, quarterly, or other) <strong>and</strong> a schedule of allowable upgrade<br />

times <strong>for</strong> more urgent requests.<br />

Manag<strong>in</strong>g System Downtimes<br />

Downtime refers to the period when the system is unavailable to provide or per<strong>for</strong>m its primary<br />

function.<br />

Requirements<br />

There shall be a manual data capture <strong>and</strong> record<strong>in</strong>g system to allow <strong>for</strong> cont<strong>in</strong>ued<br />

operation dur<strong>in</strong>g downtimes.<br />

Implementation Guidance<br />

Facilities us<strong>in</strong>g an EMR should have a ready manual or paper-based backup system <strong>for</strong> use dur<strong>in</strong>g<br />

electronic system downtimes. This is particularly important <strong>for</strong> facilities us<strong>in</strong>g po<strong>in</strong>t of care<br />

systems <strong>and</strong> electronic registration systems. The transition from electronic to manual or paperbased<br />

health records management should be as seamless as possible to avoid <strong>in</strong>terruption <strong>in</strong> the<br />

delivery of cl<strong>in</strong>ical services.<br />

To facilitate smooth operation dur<strong>in</strong>g downtimes:<br />

1. All system users should have regular tra<strong>in</strong><strong>in</strong>g on downtime procedures.<br />

2. The facility should identify key staff to coord<strong>in</strong>ate this process.<br />

3. Planned downtime, such as system upgrades, should be communicated to staff <strong>in</strong> advance.<br />

4. Notifications should be immediately sent to EMR users as soon as unplanned downtime is<br />

discovered.<br />

5. Pr<strong>in</strong>ted encounter <strong>for</strong>ms <strong>and</strong> other documents should always be available <strong>in</strong> the facility <strong>for</strong><br />

use dur<strong>in</strong>g downtimes.<br />

<strong>St<strong>and</strong>ards</strong> <strong>and</strong> <strong>Guidel<strong>in</strong>es</strong> <strong>for</strong> <strong>Electronic</strong> <strong>Medical</strong> <strong>Record</strong>s <strong>Systems</strong> <strong>in</strong> Kenya 75

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