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Het volume van chirurgische ingrepen en de impact ervan op ... - KCE

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28 Volume Outcome <strong>KCE</strong> reports 113<br />

These plots are less helpful wh<strong>en</strong> the majority of institutions have a very low <strong>volume</strong><br />

(one or two interv<strong>en</strong>tions) because all units will be conc<strong>en</strong>trated on one dot, and so the<br />

size of the dot needs to be adapted to the number of units on that dot. Also, for<br />

procedures with low rate of ev<strong>en</strong>ts and units with small sample size, the graphic might<br />

give the impression to be “squeezed” if a low <strong>volume</strong> units has 100% mortality,<br />

The <strong>de</strong>finition of funnel plots has four compon<strong>en</strong>ts. 89 In each unit (hospital or surgeon),<br />

r ev<strong>en</strong>ts are observed out of a sample size n (cross sectional binomial data).<br />

1. An indicator (summary statistic) which is the observed pr<strong>op</strong>ortion of ev<strong>en</strong>t<br />

r/n.<br />

2. A target pr<strong>op</strong>ortion which is the average ev<strong>en</strong>t rate θ0. It is giv<strong>en</strong> by the sum<br />

of all ev<strong>en</strong>ts divi<strong>de</strong>d by the sum of all sample sizes.<br />

3. A measure of the precision, in that case giv<strong>en</strong> by the unit sample size n.<br />

4. The control limits that <strong>de</strong>p<strong>en</strong>d of the target θ0, of the sample size n and of a<br />

giv<strong>en</strong> p-value. These limits are constructed such that the chance of exceeding<br />

these limits for a « in control » unit is p. Usual sets of values for p are<br />

p=0,001, p=0,999 corresponding to 3 SD (the usual limits in control charts<br />

framework), and p=0,025, p=0,975 corresponding to 2 SD (the usual limits<br />

set in the test of hypotheses framework). In the case of binomial cross<br />

θ 0 ( 1−<br />

θ 0 )<br />

sectional data, the limits are giv<strong>en</strong> by y p ( θ 0,<br />

n)<br />

= θ 0 + z p<br />

,<br />

n<br />

with zp as such that P(Z ≤ zp)=p for a standard normal distribution Z (z0.025=- 1.96).<br />

Figure 3.4: An example of funnel plot, from Spiegelhalter et al. (2005) 89

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