CHAPTER IVAPPROACH TO PLANNING AND PRIMARY DECISIONS“Gallipoli was a tragedy <strong>for</strong> the Allies in World War I, but it was a failure inexecution — not in concept. The lessons drawn from this campaign providedthe framework <strong>for</strong> modern amphibious doctrine, which later would help theMarines defeat the Japanese in the Pacific. Everything is good <strong>for</strong> something— if only to serve as a horrible example.”From Gallipoli and the Role of Intelligence<strong>Naval</strong> Institute ProceedingsJune 19951. GeneralThis chapter provides general guidance onthe amphibious planning process. The processis designed <strong>for</strong> use by any size amphibious<strong>for</strong>ce, to conduct any operation, and facilitatescommanders making the ten primary decisionsrequired in most amphibious operations,discussed later in this chapter. The process isbased on joint and Service models. It provideslogical procedures to follow from the receiptof an order initiating the amphibious operationthrough the amphibious <strong>for</strong>ce commanders’development of operation plans (OPLANs),OPORDs, operation general matters(OPGENs), or operation tasks (OPTASKs).For more in<strong>for</strong>mation on joint planningmodels, see JP 5-00.2, <strong>Joint</strong> Task ForcePlanning Guidance and Procedures. ChaptersV through X of this publication provideguidance on functional area planningconsiderations.The amphibious planning process is capableof Service component interface with the jointdeliberate planning process during thesupporting plan development phase or Serviceor functional component interface during thecrisis action planning (CAP) process,beginning in the situation development phaseand continuing throughout the CAP process.The focus of the planning process is to linkthe employment of the amphibious <strong>for</strong>ceto the attainment of strategic and/oroperational objectives through the design,organization, integration, and conduct ofthe amphibious operation within the JFC’soverall campaign.2. Tenets of <strong>Amphibious</strong>PlanningPlanning <strong>for</strong> an amphibious operation iscontinuous, from the receipt of the orderinitiating the amphibious operation throughthe termination of the operation. The tenetsof successful amphibious planning are topdownplanning, unity of ef<strong>for</strong>t (within thedesignated operational area), and anintegrated planning ef<strong>for</strong>t.a. Top-Down Planning. Planning is afundamental responsibility of commanders.The complexity of amphibious operationsrequires amphibious <strong>for</strong>ce commanders todrive the planning process. Their guidanceand intent are central to planning and mustbe translated into a design <strong>for</strong> actionby subordinates. Their decisions (e.g.,amphibious <strong>for</strong>ce objectives, amphibious<strong>for</strong>ce CONOPS, landing beaches, commanders’critical in<strong>for</strong>mation requirements, andpromulgated essential elements of friendlyin<strong>for</strong>mation) during the planning process arerequired be<strong>for</strong>e additional steps in the processcan proceed.b. Unity of Ef<strong>for</strong>t. Unity of ef<strong>for</strong>t in theoperational area allows the amphibious <strong>for</strong>ceIV-1
Chapter IVcommanders to effectively focus theamphibious <strong>for</strong>ce on mission accomplishment.They must view their battlespace as anindivisible entity, <strong>for</strong> operations or events inone area may have profound and oftenunintended effects on other areas and events.c. Integrated Planning. Integratedplanning in amphibious operations has twoparts. The first part is the assembly of theamphibious <strong>for</strong>ce commanders and theirstaffs in the same locality. When sucharrangements are not practicable, theexchange of liaison officers qualified toper<strong>for</strong>m planning functions and the use ofadvanced technology, collaborative planningaids, and video teleconferencing are necessary.During planning, and particularly in CAP,amphibious <strong>for</strong>ce commanders must ensurethat their planning ef<strong>for</strong>ts are parallel andconcurrent with those of their higherheadquarters. The same degree of integrationby amphibious <strong>for</strong>ce commanders and theirstaffs must also be achieved with subordinateunits to ensure a coordinated and thoroughplan. The second part of integratedplanning occurs across functional areas.The use of functional areas, such as maneuver,supporting arms and fires, intelligence, C2,logistics, and <strong>for</strong>ce protection enableamphibious <strong>for</strong>ce planners to integrate theplanning ef<strong>for</strong>t and supervise the plan. Theuse of functional areas helps the planners toconsider all relevant factors and minimizeomissions. The key to this part of integratedplanning is the assignment of appropriatepersonnel to represent each functional area.Integrated planning is facilitated by the useof operational planning teams which aredynamic, ad hoc organizations <strong>for</strong>med aroundplanners from functional areas, appropriatestaff representatives, subordinate andsupporting command liaison officers, andother subject matter experts.3. Planning DirectiveFollowing receipt of the order initiating theamphibious operation, the amphibious <strong>for</strong>cecommanders will issue a coordinated planningdirective to ensure that plans are harmonized,thorough, and completed in the time allowed.The planning directive specifies the planof action and milestones to complete eachmajor step in the planning process, and thetimeline <strong>for</strong> the development of OPLANs,OPORDs, OPGENs, and OPTASKs.4. <strong>Amphibious</strong> PlanningProcessa. Six Step Process. The amphibiousplanning process establishes procedures <strong>for</strong>analyzing a mission, developing andwargaming COAs against the threat,comparing friendly COAs against thecommander’s criteria and each other,selecting a COA, preparing an order <strong>for</strong>execution, and transitioning the OPLAN,OPORD, OPGEN, and/or OPTASK tothose tasked with its execution. The processorganizes these procedures into sixmanageable, logical steps. These stepsprovide the amphibious commanders and theirstaffs with a means to organize their planningactivities, to transmit plans to subordinates andsubordinate commands, and to share acommon understanding of the mission andcommander’s intent. Interactions amongvarious planning steps allow a concurrent,coordinated ef<strong>for</strong>t that maintains flexibility,makes efficient use of time available, andfacilitates continuous in<strong>for</strong>mation sharing (seeFigure IV-1).b. Mission Analysis. Mission analysis isthe first step in planning as it facilitates theorganization of the amphibious planningprocess. Its purpose is to review andanalyze orders, guidance, and otherIV-2JP 3-02
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