ECB Annual Report on supervisory activities

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Contents Foreword by Mario Draghi, President of the <strong>ECB</strong> 3 Introductory interview with Danièle Nouy, Chair of the Supervisory Board 4 1 Supervisory contribution to financial stability 9 1.1 Credit institutions: main risks and general performance 9 1.2 Implementing the SSM model of supervision 13 Box 1 Institutional protection schemes 30 2 Authorisations, enforcement and sanctioning proceedings 32 2.1 Developments in the number of significant institutions and in common procedures 32 2.2 <strong>Report</strong>ing of breaches, enforcement and sanctioning proceedings 38 3 The SSM as part of European and global supervisory architecture 42 3.1 European and international cooperation 42 3.2 Contributing to the development of the European and international regulatory framework 47 4 Organisational set-up of <strong>ECB</strong> Banking Supervision 51 4.1 Discharging of accountability requirements 51 4.2 Decision-making 53 4.3 <strong>ECB</strong> Banking Supervision staffing 56 Box 2 Working together in Europe 58 4.4 Implementation of the Code of Conduct 60 4.5 Application of the principle of separation between monetary policy and supervisory tasks 61 4.6 Data reporting framework and information management 62 Box 3 Efforts towards more transparency 63 5 <strong>Report</strong>ing on budgetary consumption 65 5.1 Expenditure for 2016 65 <strong>ECB</strong> <strong>Annual</strong> <strong>Report</strong> on supervisory activities 2016 1
5.2 Feeing framework 2016 67 6 Legal instruments adopted by the <strong>ECB</strong> concerning banking supervision 71 7 The European banking sector in figures 73 8 Glossary 75 <strong>ECB</strong> <strong>Annual</strong> <strong>Report</strong> on supervisory activities 2016 2
Page 1: ECB Annual
Page 5 and 6: Introductory interview with Danièl
Page 7 and 8: Speaking of banks, how are the Euro
Page 9 and 10: European banking supervision has th
Page 11 and 12: exposed banks to ensure that they w
Page 13 and 14: The quantitative impact of the adve
Page 15 and 16: Figure 2 gives an overview of the S
Page 17 and 18: 1.2.2 Work on other methodologies T
Page 19 and 20: Figure 4 Ratio of non-performing lo
Page 21 and 22: Chart 4 On-site inspections mainly
Page 23 and 24: The IT risk methodology was also re
Page 25 and 26: Based on the assessment methodology
Page 27 and 28: the year, JSTs actively monitored t
Page 29 and 30: frequency, duration and resources.
Page 31 and 32: Finally, the ongoing cooperation be
Page 33 and 34: 2 Authorisations, enforcement and s
Page 35 and 36: Annual assessment
Page 37 and 38: Table 5 Most authorisation procedur
Page 39 and 40: towards harmonisation by developing
Page 41 and 42: Chart 5 Enforcement and sanctioning
Page 43 and 44: 3 The SSM as part of European and g
Page 45 and 46: In 2016 the ECB in
Page 47 and 48: An ECB representat
Page 49 and 50: The Basel III reforms have not been
Page 51 and 52: Despite the significant efforts mad
Page 53 and 54:
In the course of 2016 the E
Page 55 and 56:
Supervisory Board Front row (from l
Page 57 and 58:
Chart 8 Number of requests for revi
Page 59 and 60:
Regarding gender diversity, the dis
Page 61 and 62:
4.4 Implementation of the Code of C
Page 63 and 64:
4.6 Data reporting framework and in
Page 65 and 66:
• 1,295 public enquiries received
Page 67 and 68:
supervisory fees (“the Fees Regul
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Total amount levied €404.5 millio
Page 71 and 72:
More information on supervisory fee
Page 73 and 74:
prudential purposes by national com
Page 75 and 76:
Table 3a Composition of assets by r
Page 77 and 78:
jurisdictions. Fit and proper asses
Page 79 and 80:
SSM Regulation: the legal act creat
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ECB Annual Report on supervisory activities

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