Innovation in Global Power - Parsons Brinckerhoff
Innovation in Global Power - Parsons Brinckerhoff
Innovation in Global Power - Parsons Brinckerhoff
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Hydropower – New Technologies, New Considerations<br />
addition of the lower 1.3 km (0.8 miles) of new impoundment,<br />
would restore the previous reservoir footpr<strong>in</strong>t. The project<br />
would operate <strong>in</strong> an <strong>in</strong>stantaneous run-of-river mode where<br />
discharge equals <strong>in</strong>flow; i.e., without provision for water<br />
storage or regulation of downstream flow. It would also<br />
provide ice control measures to prevent the formation of<br />
ice “dams” downstream, which could result <strong>in</strong> bottom<br />
scour<strong>in</strong>g and re-suspension of contam<strong>in</strong>ated sediment.<br />
PB’s overall scope covers:<br />
• Project management, <strong>in</strong>clud<strong>in</strong>g plann<strong>in</strong>g, budgets,<br />
schedul<strong>in</strong>g and project control systems<br />
• Licens<strong>in</strong>g, <strong>in</strong>clud<strong>in</strong>g coord<strong>in</strong>at<strong>in</strong>g the FERC ILP, manag<strong>in</strong>g<br />
environmental studies, apply<strong>in</strong>g for the U.S. Army Corp<br />
of Eng<strong>in</strong>eers Clean Water Act Section 404 Permit and<br />
the New York State Department of Environmental<br />
Conservation (NYS DEC) Clean Water Act Section 401<br />
Water Quality Certification Permit and, f<strong>in</strong>ally, apply<strong>in</strong>g<br />
for the FERC license<br />
• Eng<strong>in</strong>eer<strong>in</strong>g, <strong>in</strong>clud<strong>in</strong>g feasibility studies for structural, geotechnical,<br />
hydrology and hydraulics, and electrical analyses<br />
• Specialty tasks/<strong>in</strong>terests, <strong>in</strong>clud<strong>in</strong>g fish passage,<br />
HEC-RAS model<strong>in</strong>g of river hydraulics, stability analyses,<br />
and ice management.<br />
Regulatory Challenge: FERC ILP<br />
FERC <strong>in</strong>itiated the ILP <strong>in</strong> 2003 and it became the default<br />
process <strong>in</strong> July 2005. The first license issued under ILP was<br />
granted <strong>in</strong> December 2007. The ILP attempts to streaml<strong>in</strong>e<br />
the licens<strong>in</strong>g process by provid<strong>in</strong>g a predictable, efficient, and<br />
timely process while ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g adequate resource protections.<br />
Its three fundamental pr<strong>in</strong>ciples are to:<br />
• Identify issues and resolve study needs early <strong>in</strong> the process<br />
to fill <strong>in</strong>formation gaps and thereby avoid studies after<br />
license fil<strong>in</strong>g<br />
• Integrate other stakeholder (non-federal agencies) permit<br />
process needs <strong>in</strong>to the FERC process<br />
• Set a time frame to complete all steps of the ILP for all<br />
stakeholders, <strong>in</strong>clud<strong>in</strong>g FERC.<br />
To date, we have managed the project successfully through<br />
the follow<strong>in</strong>g ILP steps:<br />
• Prelim<strong>in</strong>ary permit application (PPA). This permit is<br />
used to reserve the right to develop a site while owners/<br />
developers <strong>in</strong>vestigate the potential for dam construction.<br />
It is limited to three years and developers must demonstrate<br />
to FERC that sufficient development progress is ongo<strong>in</strong>g or<br />
the permit may be revoked.<br />
• Multiple six-month prelim<strong>in</strong>ary progress reports.<br />
These reports to FERC demonstrate that a developer<br />
is mak<strong>in</strong>g progress towards fil<strong>in</strong>g a license application.<br />
• Notice of Intent (NOI). This <strong>in</strong>dicates than an exist<strong>in</strong>g dam<br />
http://www.pbworld.com/news_events/publications/network/<br />
owner <strong>in</strong>tends to re-apply for a license or a developer<br />
<strong>in</strong>tends to apply for a new license.<br />
• Prelim<strong>in</strong>ary application document (PAD). Prepared<br />
by the owner or developer, the PAD br<strong>in</strong>gs together all<br />
exist<strong>in</strong>g, relevant, and reasonable <strong>in</strong>formation about the<br />
exist<strong>in</strong>g dam or proposed dam site. It identifies <strong>in</strong>formation<br />
gaps and proposes studies needed to address them, and it<br />
<strong>in</strong>cludes a f<strong>in</strong>alized licens<strong>in</strong>g process plan and schedule.<br />
• Scop<strong>in</strong>g process. FERC conducts site visits to the exist<strong>in</strong>g<br />
dam or proposed project site, holds public meet<strong>in</strong>gs, and<br />
discusses the project with stakeholders to ref<strong>in</strong>e the issues.<br />
Stakeholders make study requests and then FERC issues a<br />
scop<strong>in</strong>g document outl<strong>in</strong><strong>in</strong>g issues related to the project.<br />
• Study plann<strong>in</strong>g. The project owner or developer submits<br />
a draft study plan to address issues identified dur<strong>in</strong>g the<br />
scop<strong>in</strong>g process. Stakeholders comment on the draft<br />
study plan, and the owner/developer submits a revised,<br />
f<strong>in</strong>al study plan. FERC then determ<strong>in</strong>es if the f<strong>in</strong>al study<br />
plan is adequate or requires changes. Certa<strong>in</strong> stakeholders,<br />
i.e., agencies, have a right to dispute the FERC determ<strong>in</strong>ed<br />
study plan, which starts a trial-like process for determ<strong>in</strong><strong>in</strong>g<br />
if the studies are needed.<br />
• Study types. The types of studies that are typically<br />
required for the ILP <strong>in</strong>clude fish passage, <strong>in</strong>stream habitat<br />
assessments, rare, threatened, or endangered species,<br />
macro<strong>in</strong>vertebrate <strong>in</strong>sects, recreational and cultural resources,<br />
wetlands and aquatic vegetation, and birds. Studies may<br />
require collection of surveys or field data or, when possible,<br />
may use exist<strong>in</strong>g <strong>in</strong>formation compiled <strong>in</strong>to a report.<br />
Challenges dur<strong>in</strong>g the ILP process to date have <strong>in</strong>cluded:<br />
• A lack of understand<strong>in</strong>g of the ILP by stakeholders.<br />
• The fast pace and demand<strong>in</strong>g schedule of the ILP on all<br />
stakeholders.<br />
• Difficulty stakeholders seemed to have transferr<strong>in</strong>g the<br />
ILP to decisions on a new dam. Prior to this project,<br />
the ILP has been primarily used for relicens<strong>in</strong>g exist<strong>in</strong>g<br />
hydropower projects.<br />
• A study dispute panel process, which was <strong>in</strong>itiated by a<br />
stakeholder.<br />
The new FERC dispute panel process is a trial-type proceed<strong>in</strong>g<br />
used with<strong>in</strong> the ILP to resolve study disputes. In this case, NYS<br />
DEC disputed several FERC-approved study plans. Our team<br />
worked directly with NYS DEC officials to resolve several<br />
issues deemed “disputes of methods” with<strong>in</strong> proposed study<br />
plans that all parties (FERC, MED and NYS DEC) accepted <strong>in</strong><br />
general (as opposed to “disputes of plans,” whereby parties<br />
disagree on the need to conduct a study). For example,<br />
while everyone agreed a study of lake sturgeon movements<br />
was needed, the NYS DEC wanted three cont<strong>in</strong>uous radio-<br />
PB Network #68 / August 2008 28