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Crimes (Forensic Procedures) Act 2000 - NSW Ombudsman - NSW ...

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Where the defence wishes to challenge evidence relating to the way samples were handled in the laboratory, the<br />

prosecution must ensure that all the people involved in the analysis are available to give evidence. In R v Sing (2002),<br />

the accused was convicted of aggravated sexual assault. At trial, the prosecution adduced evidence that the DNA<br />

profile derived from vaginal swabs taken from the victim after the assault matched the accused’s DNA profile.<br />

Two forensic biologists from DAL gave evidence about the tests done on the evidence under their supervision,<br />

and about their interpretation of the analysis results. On appeal, the defence argued that the evidence should be<br />

excluded on the basis that it was hearsay – neither of the biologists carried out the actual testing, and the laboratory<br />

staff who did were not called. The court concluded that DNA test results could not be proved merely through<br />

evidence of the standard procedures and instructions given, and that the prosecution’s failure to call all the necessary<br />

witnesses deprived the appellant of the opportunity to test the evidence. The conviction was quashed and a new trial<br />

ordered. Before this case, there was no practice that all laboratory staff involved in the DNA analysis be called. 1215<br />

DAL was obviously concerned about the implications of the Sing decision. As discussed at length in this report, the<br />

laboratory does not have enough staff or resources to meet the demand for DNA analysis, and requiring more staff to<br />

attend court would put further strain on the laboratory.<br />

Usually, however, DNA evidence is adduced by tendering a certificate of expert evidence, pursuant to section 177<br />

of the Evidence <strong>Act</strong> 1995. The prosecution must give the defence notice that it proposes to tender the certificate as<br />

evidence of the opinion, and must serve a copy of the notice of the defence at least three weeks before the hearing.<br />

The defence must give written notice to the prosecution if it requires the expert to give evidence in person. The court<br />

may order the defence to pay costs if it requires the expert to give evidence in person without reasonable cause.<br />

13.5. Outcomes of criminal proceedings involving forensic evidence<br />

We sought to assess how often DNA analysis results in a suspect being prosecuted for an offence, and how often<br />

prosecutions result in conviction. However, neither DAL nor <strong>NSW</strong> Police keep comprehensive records relating to<br />

criminal proceedings involving DNA links.<br />

Minutes from DNA Advisory Committee meetings indicate that in August 2004, DNA analysis has resulted in 1,800<br />

arrests and over 1,000 convictions. 1216 It is not clear how this figure was reached, given that court results stemming<br />

from cold links do not appear to be systematically recorded, and warm links do not appear to be centrally recorded at<br />

all. We note that at that time, police had taken over 6,000 DNA samples from suspects. 1217<br />

13.5.1. Types of offences<br />

<strong>NSW</strong> Police only keeps records of charges and convictions in relation to cold links. That is, where a person who has<br />

not previously been identified as a suspect is linked to a crime scene. This is a very limited way of measuring how<br />

effectively police are using their forensic procedure powers, as it does not include matters where police took a DNA<br />

sample from a person they have already identified as a suspect.<br />

We set out the number of charges and convictions stemming from cold links for the final two years of the review<br />

period in table 3. The table shows that there have been many more convictions for less serious types of offences, like<br />

break, enter and steal (over 1,500 convictions), than for more serious types of offences, like murder (one conviction)<br />

and sexual assault (20 convictions). This would be expected, given that the less serious types of offences are<br />

committed much more frequently. Further, police are more likely to devote time and resources to the investigation of<br />

serious offences, and identify a suspect directly, rather than through a cold link some time later.<br />

Table 3 also shows that in all categories of crime, the number of convictions is significantly less than the number of<br />

identifications. For example, there were 15 links for murder, but only one conviction; there were 200 links for armed<br />

robbery, but only 32 convictions; and there were 55 links for aggravated robbery, but only three convictions. This<br />

trend is also apparent for less serious offences. For example, there were almost 3,000 links for break, enter and<br />

steal offences, but only 1,500 convictions; and there were over 500 links for stolen motor vehicles but only 200 or so<br />

convictions. 1218 There are a number of factors which contribute to this. First, not all links result in prosecution. Police<br />

may decide not to pursue a matter, either because there is insufficient evidence or because of the nature of the<br />

offence and the length of time which has passed. Second, the number of convictions will lag behind the number of<br />

links, because criminal proceedings, particularly for serious offences, may take a long time to finalise. For this reason,<br />

the gap between the number of convictions and the number of links may narrow over time.<br />

254<br />

<strong>NSW</strong> <strong>Ombudsman</strong><br />

DNA sampling and other forensic procedures conducted on suspects and volunteers under the <strong>Crimes</strong> (<strong>Forensic</strong> <strong>Procedures</strong>) <strong>Act</strong> <strong>2000</strong>

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