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Advanced Copyright Issues on the Internet - Fenwick & West LLP

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2. Literary works, including computer programs and databases, protected by accessc<strong>on</strong>trol mechanisms that fail to permit access because of malfuncti<strong>on</strong>, damage or obsoleteness.The Librarian determined that an exempti<strong>on</strong> was necessary to gain access to literary worksprotected by access c<strong>on</strong>trol mechanisms, such as d<strong>on</strong>gles or o<strong>the</strong>r mechanisms, that malfuncti<strong>on</strong>or become obsolete. 484The Exempti<strong>on</strong>s of 2003. On Oct. 27, 2003, <strong>the</strong> <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Office issued <strong>the</strong> sec<strong>on</strong>ddeterminati<strong>on</strong> of <strong>the</strong> classes of copyrighted works that <strong>the</strong> Librarian decided should have anexempti<strong>on</strong>, with <strong>the</strong> exempti<strong>on</strong> to be in effect until Oct. 27, 2006. 485 The classes, which are <strong>on</strong>lyfour in number and even more specifically defined than <strong>the</strong> first set of classes, 486 were asfollows:1. Compilati<strong>on</strong>s c<strong>on</strong>sisting of lists of <strong>Internet</strong> locati<strong>on</strong>s blocked by commerciallymarketed filtering software applicati<strong>on</strong>s that are intended to prevent access to domains, websitesor porti<strong>on</strong>s of websites, but not including lists of <strong>Internet</strong> locati<strong>on</strong>s blocked by softwareapplicati<strong>on</strong>s that operate exclusively to protect against damage to a computer or computernetwork or lists of <strong>Internet</strong> locati<strong>on</strong>s blocked by software applicati<strong>on</strong>s that operate exclusively toprevent receipt of email. 487 The Librarian defined “<strong>Internet</strong> locati<strong>on</strong>s” to “include domains,uniform resource locators (URLs), numeric IP addresses or any combinati<strong>on</strong> <strong>the</strong>reof. 488 Thisclass is similar to <strong>the</strong> first class of exempti<strong>on</strong>s in <strong>the</strong> Librarian’s first determinati<strong>on</strong>, but wasnarrowed so as to exclude <strong>the</strong> ability to circumvent blocked lists associated with firewalls, antivirussoftware and anti-spam software. 4892. Computer programs protected by d<strong>on</strong>gles that prevent access due to malfuncti<strong>on</strong> ordamage and which are obsolete. This class is similar to <strong>the</strong> sec<strong>on</strong>d class of exempti<strong>on</strong>s in <strong>the</strong>Librarian’s first determinati<strong>on</strong>, but was narrowed to cover <strong>on</strong>ly <strong>the</strong> case of obsolete d<strong>on</strong>glesbecause <strong>the</strong> Librarian found that this was <strong>the</strong> <strong>on</strong>ly class for which adequate factual support of484485486487488489Id. at 64564-66. For <strong>the</strong> <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Office’s rati<strong>on</strong>ale for rejecting an exempti<strong>on</strong> for a host of o<strong>the</strong>r proposedclasses of works, see id. at 64566-74.68 Fed. Reg. 62011 (Oct. 31, 2003).A statement accompanying <strong>the</strong> Librarian’s decisi<strong>on</strong> with respect to <strong>the</strong> exempted classes partially explained <strong>the</strong>narrowness of <strong>the</strong> classes: “It is important to understand <strong>the</strong> purposes of this rulemaking, as stated in <strong>the</strong> law,and <strong>the</strong> role I have in it. The rulemaking is not a broad evaluati<strong>on</strong> of <strong>the</strong> successes or failures of <strong>the</strong> DMCA.The purpose of <strong>the</strong> proceeding is to determine whe<strong>the</strong>r current technologies that c<strong>on</strong>trol access to copyrightedworks are diminishing <strong>the</strong> ability of individuals to use works in lawful, n<strong>on</strong>infringing ways. The DMCA doesnot forbid <strong>the</strong> act of circumventing copy c<strong>on</strong>trols, and <strong>the</strong>refore this rulemaking proceeding is not abouttechnologies that c<strong>on</strong>trol copying. Some of <strong>the</strong> people who participated in <strong>the</strong> rulemaking did not understandthat and made proposals based <strong>on</strong> <strong>the</strong>ir dissatisfacti<strong>on</strong> with copy c<strong>on</strong>trols. O<strong>the</strong>r participants soughtexempti<strong>on</strong>s that would permit <strong>the</strong>m to circumvent access c<strong>on</strong>trols <strong>on</strong> all works when <strong>the</strong>y are engaging inparticular n<strong>on</strong>infringing uses of those works. The law does not give me that power.” Statement of <strong>the</strong>Librarian of C<strong>on</strong>gress Relating to Secti<strong>on</strong> 1201 Rulemaking, available as of Oct. 30, 2003 atwww.copyright.gov/1201/docs/librarian_statement_01.html.68 Fed. Reg. at 62013.Id.Id.- 119 -

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