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Advanced Copyright Issues on the Internet - Fenwick & West LLP

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of circumventing a technological measure that effectively “c<strong>on</strong>trols access to” a copyrightedwork or “protects a right of a copyright owner,” or has <strong>on</strong>ly limited commercially significantpurpose or use o<strong>the</strong>r than to circumvent such technological measure, or is marketed for use incircumventing such technological protecti<strong>on</strong> measure. Secti<strong>on</strong> 1201(b)(2) provides that atechnological measure “effectively protects a right of a copyright owner” if <strong>the</strong> measure “in <strong>the</strong>ordinary course of its operati<strong>on</strong>, prevents, restricts, or o<strong>the</strong>rwise limits <strong>the</strong> exercise of a right of acopyright owner.” Although trafficking in <strong>the</strong>se types of prohibited devices might wellc<strong>on</strong>stitute c<strong>on</strong>tributory infringement, Secti<strong>on</strong>s 1201(a)(2) and 1201(b) make it a direct statutoryviolati<strong>on</strong> subject to criminal and civil penalties.It should be noted that, although Secti<strong>on</strong>s 1201(a)(2) and 1201(b) in combinati<strong>on</strong> prohibitdevices designed to circumvent both technological measures that c<strong>on</strong>trol access to a copyrightedwork and that protect a right of a copyright owner, Secti<strong>on</strong> 1201(a)(1) prohibits c<strong>on</strong>duct that isdirected <strong>on</strong>ly to <strong>the</strong> former, but not <strong>the</strong> latter. The rati<strong>on</strong>ale for this distincti<strong>on</strong> was apparently abelief that any<strong>on</strong>e should be free to circumvent a measure protecting rights of a copyright ownerin order to make fair use of a work, 529 whereas gaining access in <strong>the</strong> first instance to acopyrighted work without <strong>the</strong> owner’s permissi<strong>on</strong> cannot be a fair use. 530Unlike <strong>the</strong> case of <strong>the</strong> prohibiti<strong>on</strong> of circumventi<strong>on</strong> to gain unauthorized access to a workunder Secti<strong>on</strong> 1201(a)(1), <strong>the</strong> prohibiti<strong>on</strong>s of Secti<strong>on</strong>s 1201(a)(2) and 1201(b) were notsuspended for a two year period and went into effect immediately under <strong>the</strong> DMCA. Thus, <strong>the</strong>DMCA set up <strong>the</strong> curious situati<strong>on</strong> in which, for <strong>the</strong> initial two year period, it did not directlyprohibit circumventi<strong>on</strong> of a technological measure to gain access to a work, but did prohibit <strong>the</strong>manufacture, sale or importati<strong>on</strong> of devices that would enable or assist <strong>on</strong>e to gain such access.Ano<strong>the</strong>r curious aspect of <strong>the</strong> DMCA is that it authorizes <strong>the</strong> Librarian to createadditi<strong>on</strong>al excepti<strong>on</strong>s via rulemaking <strong>on</strong>ly to Secti<strong>on</strong> 1201(a)(1), but not to Secti<strong>on</strong>s 1201(a)(2)and 1201(b). Thus, <strong>the</strong> DMCA appears to allow <strong>the</strong> Librarian to permit acts of circumventi<strong>on</strong> inadditi<strong>on</strong>al situati<strong>on</strong>s, but not <strong>the</strong> devices necessary to enable or assist such acts.529530See The Digital Millenium <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Act of 1998, U.S. <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Office Summary (Dec. 1998) at 4(explaining that <strong>the</strong> distincti<strong>on</strong> between Secti<strong>on</strong> 1201(a) and (b) as to <strong>the</strong> act of circumventi<strong>on</strong> in itself was “toassure that <strong>the</strong> public will have <strong>the</strong> c<strong>on</strong>tinued ability to make fair use of copyrighted works. Since copying maybe a fair use under appropriate circumstances, secti<strong>on</strong> 1201 does not prohibit <strong>the</strong> act of circumventing atechnological measure that prevents copying.”). Similarly, <strong>the</strong> <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Office noted in its rati<strong>on</strong>ale for <strong>the</strong>first set of exempti<strong>on</strong>s it established from <strong>the</strong> prohibiti<strong>on</strong> against circumventi<strong>on</strong> of technological measuresc<strong>on</strong>trolling access to a work: “The decisi<strong>on</strong> not to prohibit <strong>the</strong> c<strong>on</strong>duct of circumventing copy c<strong>on</strong>trols wasmade, in part, because it would penalize some n<strong>on</strong>infringing c<strong>on</strong>duct such as fair use.” 65 Fed. Reg. 64556,64557 (Oct. 27, 2000).Realnetworks, Inc. v. DVD Copy C<strong>on</strong>trol Ass’n, 641 F. Supp. 2d 913, 942 (N.D. Cal. 2009) (“The prohibiti<strong>on</strong><strong>on</strong> individual circumventi<strong>on</strong> c<strong>on</strong>duct <strong>on</strong>ly applies with respect to access protecti<strong>on</strong> technologies (because fairuse can never be an affirmative defense to <strong>the</strong> act of gaining unauthorized access), not to technologies thatprevent copying.”); Inna Fayens<strong>on</strong>, “Anti-Circumventi<strong>on</strong> Provisi<strong>on</strong>s of The Digital Millennium <str<strong>on</strong>g>Copyright</str<strong>on</strong>g>Act,” Journal of <strong>Internet</strong> Law, Apr. 1999, at 9, 10.- 127 -

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