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Advanced Copyright Issues on the Internet - Fenwick & West LLP

Advanced Copyright Issues on the Internet - Fenwick & West LLP

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[T]he statutory exempti<strong>on</strong> found in §1201(f) not <strong>on</strong>ly permits circumventi<strong>on</strong> oftechnological measures to analyze and identify interoperable elements of aprotected computer program, but also provides exempti<strong>on</strong>s to <strong>the</strong> traffickingprovisi<strong>on</strong>s in §1201(a)(2) and 1201(b). Even if <strong>the</strong> Register had found a factualbasis for an exempti<strong>on</strong>, it would <strong>on</strong>ly exempt <strong>the</strong> act of circumventi<strong>on</strong>. It wouldnot exempt <strong>the</strong> creati<strong>on</strong> and distributi<strong>on</strong> of <strong>the</strong> means to circumvent or <strong>the</strong>distributi<strong>on</strong> of interoperable computer programs embedded in devices. Since it isclear that Static C<strong>on</strong>trol’s goal was not merely to privately circumvent, but ra<strong>the</strong>rto facilitate <strong>the</strong> distributi<strong>on</strong> of competitive t<strong>on</strong>er cartridges to o<strong>the</strong>rs, arecommendati<strong>on</strong> for an exempti<strong>on</strong> in this rulemaking would have little effect <strong>on</strong><strong>the</strong> intended use. 619Accordingly, <strong>the</strong> <str<strong>on</strong>g>Copyright</str<strong>on</strong>g> Office c<strong>on</strong>cluded that “C<strong>on</strong>gress has comprehensivelyaddressed <strong>the</strong> important c<strong>on</strong>cern of interoperability for competiti<strong>on</strong> and functi<strong>on</strong>ality within itsown statutory exempti<strong>on</strong>” and that an exempti<strong>on</strong> through rulemaking was not necessary. 620Providing Informati<strong>on</strong> or Means for Interoperability to O<strong>the</strong>rs. Secti<strong>on</strong> 1201(f)(3)provides that <strong>the</strong> “informati<strong>on</strong> acquired through <strong>the</strong> acts permitted under paragraph (1), and <strong>the</strong>means permitted under paragraph (2), may be made available to o<strong>the</strong>rs if <strong>the</strong> pers<strong>on</strong> referred to inparagraph (1) or (2), as <strong>the</strong> case may be, provides such informati<strong>on</strong> or means solely for <strong>the</strong>purpose of enabling interoperability of an independently created computer program with o<strong>the</strong>rprograms, and to <strong>the</strong> extent that doing so does not c<strong>on</strong>stitute infringement under this title orviolate applicable law o<strong>the</strong>r than this secti<strong>on</strong>.”Secti<strong>on</strong> 1201(f)(3) c<strong>on</strong>tains ambiguities with respect to its scope that are similar to thosenoted with respect to Secti<strong>on</strong> 1201(f)(2). The legislative history for Secti<strong>on</strong> 1201(f)(3) states <strong>the</strong>following:[Secti<strong>on</strong> 1201(f)(3)] recognizes that developing complex computer programsoften involves <strong>the</strong> efforts of many pers<strong>on</strong>s. For example, some of <strong>the</strong>se pers<strong>on</strong>smay be hired to develop a specific porti<strong>on</strong> of <strong>the</strong> final product. For that pers<strong>on</strong> toperform <strong>the</strong>se tasks, some of <strong>the</strong> informati<strong>on</strong> acquired through <strong>the</strong> permittedanalysis, and <strong>the</strong> tools to accomplish it, may have to be made available to thatpers<strong>on</strong>. This subsecti<strong>on</strong> allows developers of independently created software torely <strong>on</strong> third parties ei<strong>the</strong>r to develop <strong>the</strong> necessary circumventi<strong>on</strong> tools or toidentify <strong>the</strong> necessary informati<strong>on</strong> to achieve interoperability. The ability to rely<strong>on</strong> third parties is particularly important for small software developers who do nothave <strong>the</strong> capability of performing <strong>the</strong>se functi<strong>on</strong>s in-house. This provisi<strong>on</strong>permits such sharing of informati<strong>on</strong> and tools. 621619620621Id. at 180-81 (emphasis in original).Id. at 183.S. Rep. No. 105-190, at 33 (1998).- 149 -

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