CP13/6 - CRD IV for Investment Firms - Financial Conduct Authority

FCA 2013/xx
consolidated basis for
groups of investment
firms
3 Methods of prudential
consolidation – art.
12(1) relationship
- Rules waived:
(a) BIPRU 8.2.1R
(b) BIPRU 8.2.2R
(c) BIPRU 8.3.1R
(d) BIPRU 8.3.2R
- BIPRU 8.5.6(2)R (as
required in the Part 4A
permission of the firm)
Art. 18.3
4 Methods of prudential
consolidation-
Significant influence or
single management
relationship
- BIPRU 8.5.6(2)R -
“Art. 134 relationship”
(as required in the Part
4A permission of the firm)
Art. 18.6
5 Entities excluded from
the scope of prudential
consolidation
6 Permission to revert to
the use of a less
sophisticated approach
for credit risk
7 Traditional
securitisation –
recognition of
significant risk transfer
8 Synthetic securitisation
– recognition of
significant risk transfer
9 Securitisations of
revolving exposures
with early amortisation
provisions – similar
transactions
- BIPRU 8.5.9R
- BIPRU 8.5.10R
- BIPRU 4.2.23R (as
modified in accordance
with BIPRU 4.2.25G)
- BIPRU 4.2.24R (as
modified in accordance
with BIPRU 4.2.25G)
- BIPRU 9.4.11R
- BIPRU 9.4.12R
(subject to conditions in
BIPRU 9.4.15D)
- BIPRU 9.5.1R (6) and(7)
(subject to conditions in
BIPRU 9.5.1BD)
- BIPRU 9.3.11R
- BIPRU 9.13.13R
- BIPRU 9.13.14R
- BIPRU 9.13.15R
- BIPRU 9.13.16R
- BIPRU 9.13.17R
Art. 19.2
Art. 149
Art. 243
par. 2, 3,
4 and 5
Art. 244,
par. 2, 3,
4 and 5
Art. 256.7
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