CP13/6 - CRD IV for Investment Firms - Financial Conduct Authority

FCA 2013/xx
group
members in
excess of
25% of core
UK group
eligible
capital
and expected duration of
the exposure
members in
excess of 25% of
core UK group
eligible capital
concentrated
IFPRU
8.2.5R(6)
After ceasing
to have
concentration
intra-group
exposures in
excess of
25% of core
UK group
eligible
capital,
intention to
start to do so
again
Explanation of how IFPRU
8.2.5R(1) is met on a
continuing basis, details of
the counterparty, the size
and expected duration of
the exposure and the reason
for the exposure
Intention to start
to concentrate
intra-group
exposures to
group members
in excess of 25%
of core UK group
eligible capital
Prior written
notice before
the start of
concentrating
exposures
again
IFPRU
9.4.3R(2)
Failure to
meet the
combined
buffer
Failure to meet the
combined buffer
Failure to meet
the combined
buffer
No later than
five business
days from
when it
identified its
failure
IFPRU
9.4.3R(9)
Intention to
distribute any
distributable
profits or
undertake any
action under
IFPRU
9.4.3R(2)
Matters described in IFPRU
9.4.3R(9)(a) to (d)
Intention to
distribute any
distributable
profits or
undertake any of
the specified
action
Not less than
three months
before
intended date
of distribution
or action
IFPRU
9.5.2R
Capital
conservation
plan
Capital conservation plan
Failure to meet
the combined
buffer
No later than
five business
days from
when it
identified its
failure, or
such longer
period up to
10 business
days as
notified by
the FCA
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