CP13/6 - CRD IV for Investment Firms - Financial Conduct Authority

CRD IV for Investment Firms
CP13/6
• Figure 3: Cumulative total liabilities: 30 firms represent 78% of the total liabilities
within the market, of which the firm accounting for the lowest value of liabilities holds
approximately £380 million of liabilities. We therefore propose that the threshold for total
balance sheet liabilities is £380 million.
% of total liabilities
100
90
80
70
Gradient = 0.5 which ≈ 78% (£380 mn)
60
Gradient = 1 which ≈ 67% (£720 mn)
50
40
30
20
30 Firms
Captured
10
17 Firms
Captured
0
1 11 21 31 41 51 61 71 81 91
Number of Firms
71
64
57
50
43
36
29
21
14
7
0
£ Billion
• Figure 4: Cumulative total fees and commission income: 39 firms receive 40% of the
total fees and commission income within the market, of which the firm receiving the lowest
fees and commission income receives approximately £120 million. We therefore propose
that the threshold for fees and commission income is £120 million.
% of total fees &
commission income
100
90
80
70
60
50
40
30
Gradient = 0.5 which ≈ 40% (£120mn)
20
Gradient = 1 which ≈ 21% (£285mn)
10
11 Firms
39 Firms
Captured
Captured
0
1 11 21 31 41 51 61 71 81 91
Number of Firms
24
22
19
17
14
12
10
7
5
2
0
£ Billion
Financial Conduct Authority July 2013
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