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Carsten Timm: Theory of superconductivity

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gives a reasonable approximation for simple metals such as alkali metals. Qualitatively, the conclusions are much<br />

more general.<br />

Lattice imperfections and interactions result in the Bloch waves ψ αk (r) not being exact single-particle eigenstates.<br />

(Electron-electron and electron-phonon interactions invalidate the whole idea <strong>of</strong> single-particle states.)<br />

However, if these effects are in some sense small, they can be treated pertubatively in terms <strong>of</strong> scattering <strong>of</strong><br />

electrons between single-particle states |αk⟩.<br />

4.2 Semiclassical theory <strong>of</strong> transport<br />

We now want to derive an expression for the current in the presence <strong>of</strong> an applied electric field. This is a question<br />

about the response <strong>of</strong> the system to an external perturbation. There are many ways to approach this type <strong>of</strong><br />

question. If the perturbation is small, the response, in our case the current, is expected to be a linear function<br />

<strong>of</strong> the perturbation. This is the basic assumption <strong>of</strong> linear-response theory. In the framework <strong>of</strong> many-particle<br />

theory, linear-response theory results in the Kubo formula (see lecture notes on many-particle theory). We here<br />

take a different route. If the external perturbation changes slowly in time and space on atomic scales, we can use<br />

a semiclassical description. Note that the following can be derived cleanly as a limit <strong>of</strong> many-particle quantum<br />

theory.<br />

The idea is to consider the phase space distribution function ρ(r, k, t). This is a classical concept. From<br />

quantum mechanics we know that r and p = k are subject to the uncertainty principle ∆r∆p ≥ /2. Thus<br />

distribution functions ρ that are localized in a phase-space volume smaller than on the order <strong>of</strong> 3 violate quantum<br />

mechanics. On the other hand, if ρ is much broader, quantum effects should be negligible.<br />

The Liouville theorem shows that ρ satisfies the continuity equation<br />

(phase-space volume is conserved under the classical time evolution).<br />

dispersion, we have the canonical (Hamilton) equations<br />

∂ρ<br />

∂t + ṙ · ∂ρ<br />

∂r + ˙k · ∂ρ<br />

∂k ≡ dρ<br />

dt = 0 (4.6)<br />

Assuming for simplicity a free-particle<br />

ṙ = ∂H<br />

∂p = p m = k m , (4.7)<br />

˙k = 1 ṗ = − 1 ∂H<br />

∂r = − 1 ∇V = 1 F (4.8)<br />

with the Hamiltonian H and the force F. Thus we can write<br />

( ∂<br />

∂t + k m · ∂<br />

∂r + F )<br />

· ∂<br />

ρ = 0. (4.9)<br />

∂k<br />

This equation is appropriate for particles in the absence <strong>of</strong> any scattering. For electrons in a uniform and timeindependant<br />

electric field we have<br />

F = −eE. (4.10)<br />

Note that we always use the convention that e > 0. It is easy to see that<br />

ρ(r, k, t) = f<br />

(k + eE )<br />

t<br />

(4.11)<br />

is a solution <strong>of</strong> Eq. (4.9) for any differentiable function f. This solution is uniform in real space (∂ρ/∂r ≡ 0)<br />

and shifts to larger and larger momenta k for t → ∞. It thus describes the free acceleration <strong>of</strong> electrons in an<br />

electric field. There is no finite conductivity since the current never reaches a stationary value. This is obviously<br />

not a correct description <strong>of</strong> a normal metal.<br />

Scattering will change ρ as a function <strong>of</strong> time beyond what as already included in Eq. (4.9). We collect all<br />

processes not included in Eq. (4.9) into a scattering term S[ρ]:<br />

( ∂<br />

∂t + k )<br />

m ·<br />

ρ = −S[ρ]. (4.12)<br />

∂<br />

∂r + F ·<br />

19<br />

∂<br />

∂k

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