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Chapter 2<br />

Sommerfeld theory – electrons as a<br />

degenerate quantum gas<br />

2.1 The problems with Drude theory<br />

Just as the Lorentz oscillator model is successful at describing the optical response <strong>of</strong> insulators,<br />

Drude theory works surprisingly well in modelling the optical and transport properties<br />

<strong>of</strong> metals. Both theories fail dramatically, however, when the thermodynamic properties are<br />

considered. Applying the equipartition theorem to the dipole oscillator model, we would expect<br />

a contribution <strong>of</strong> k B to the heat capacity <strong>of</strong> each oscillator. Similarly, within the Drude model,<br />

which treats the conduction electrons like a classical ideal gas, we would expect a contribution<br />

to the heat capacity <strong>of</strong> 3 2 k B per conduction electron. In reality, the measured heat capacities<br />

for both insulators and metals are far beyond those values (Fig. 2.1).<br />

The reason for this is the same as the reason why the heat capacity due to lattice vibrations<br />

falls below the Dulong-Petit limit at low temperature: electronic motion is largely frozen out,<br />

because in a quantum mechanical model for the electrons, the energy required to excite them<br />

exceeds the thermal energy available.<br />

More specifically, in insulators, the atomic energy levels are separated by large energy gaps<br />

<strong>of</strong> the order <strong>of</strong> electron Volts (≃ k B × 11, 000 K). Therefore, the specific heat contribution due<br />

to electronic excitations in insulators will only become noticeable at temperatures <strong>of</strong> thousands<br />

<strong>of</strong> Kelvin.<br />

In metals, on the other hand, low energy excitations are always possible, but only for a small<br />

fraction <strong>of</strong> the electrons. As we will see (and has been shown in the Thermal and Statistical<br />

Physics course), the conduction electrons form a degenerate Fermi gas, in which only the fraction<br />

∼ k B T/E F (where the Fermi energy E F ∼ eV) are close enough to the chemical potential so<br />

that they can contribute to the heat capacity, which is therefore proportional to temperature.<br />

Within the Fermi gas picture, most <strong>of</strong> the electrons travel at very high speeds, dictated by the<br />

wavevector <strong>of</strong> the quantum state they occupy. These speeds can reach 10 6 m/s, in contrast<br />

to far lower velocities which appear in the Drude model. This contrast emphasises, again, the<br />

need to interpret the velocity v = ˙u in the Drude model as a drift velocity, averaged over many<br />

particles.<br />

By using quantum statistic, as introduced in the Thermal and Statistical Physics course, we<br />

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