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56 CHAPTER 4. ELECTRONIC STRUCTURE<br />

|ψ〉 = ∑ k<br />

c k |k〉<br />

When we apply the Hamiltonian Ĥ to this, we find<br />

[ ] [ ]<br />

∑<br />

∑ ∑<br />

Ekc 0 k e ikr + V G e iGr c k e ikr = E ∑<br />

k<br />

G<br />

k<br />

k<br />

c k e ikr<br />

(where E 0 k = h¯2k 2<br />

2m ),<br />

which can be rewritten as<br />

∑<br />

Ekc 0 k |k〉 + ∑ V G c k |G + k〉 = E ∑<br />

k<br />

G,k<br />

k<br />

c k |k〉<br />

We now relabel the k’s in the middle sum, G + k → k, to obtain:<br />

∑<br />

Ekc 0 k |k〉 + ∑ V G c k−G |k〉 = E ∑<br />

k<br />

G,k<br />

k<br />

c k |k〉<br />

From this, we can extract an equation for the coefficients c k by left multiplying with a single<br />

plane wave state. This gives the eigenvalue equation<br />

(<br />

E<br />

0<br />

k − E ) c k + ∑ G<br />

V G c k−G = 0 (4.3)<br />

This is a key result. Here, k can be anywhere in reciprocal space. We can go one step<br />

further and relate the general wavevector k to a vector q which lies in the first Brillouin zone,<br />

by shifting through a reciprocal lattice vector G ′ : q = k + G ′ , where q lies in the first Brillouin<br />

zone. If we now replace the sum over all G by one over all G ′′ = G + G ′ , then we find<br />

( h¯ 2<br />

2m (q − G′ ) 2 − E<br />

)<br />

c q−G ′ + ∑ V G ′′ −G ′c q−G ′′ = 0 (4.4)<br />

G ′′<br />

Bloch’s theorem from considering a plane wave basis<br />

Although Eqn. (4.4) appears like a single equation, it is really an infinite set <strong>of</strong> simultaneous<br />

equations. For a given wavevector in the first Brillouin zone, q, we need to consider all the<br />

coefficients c q−G ′, which are associated with plane wave states that can be connected with |q〉<br />

via a reciprocal lattice vector, because they contribute to the sum in the second term <strong>of</strong> (4.4).<br />

It is an eigenvector/eigenvalue problem.<br />

We can in principle solve (4.4) to find the set <strong>of</strong> coefficients c q−G . This set <strong>of</strong> coefficients is<br />

a distinct sub-set <strong>of</strong> all c k . It allows us to find a particular eigenfunction <strong>of</strong> Ĥ:<br />

ψ q (r) = ∑ G<br />

c q−G e i(q−G)r

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