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Combining health and social protection measures to reach the ultra ...

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Access <strong>to</strong> <strong>health</strong>Americans think that <strong>the</strong> pharmaceutical industry is doing agood job, on par with <strong>the</strong>ir view of <strong>the</strong> <strong>to</strong>bacco industry 17 . Trialregistration can be seen as part of a crucial effort <strong>to</strong> res<strong>to</strong>republic trust in medical research 18 . It constitutes a publicinvitation for fur<strong>the</strong>r scrutiny <strong>and</strong> control of publication ofresearch results <strong>and</strong> as a statement that when it comes <strong>to</strong>patient <strong>and</strong> consumer safety, nothing ought <strong>to</strong> remain hiddenbehind a veil of corporate or governmental secrecy.M<strong>and</strong>a<strong>to</strong>ry registration can also be connected <strong>to</strong> establishedmoral obligations <strong>to</strong> research subjects. Research participationis valued by participants as a public service 19 . They expect that<strong>the</strong> information ga<strong>the</strong>red through <strong>the</strong>ir assistance contributes<strong>to</strong> scientific progress. This is why influential research ethicsguidelines or statements such as <strong>the</strong> Declaration of Helsinki 20<strong>and</strong> <strong>the</strong> Nuremberg Code 21 both require that <strong>the</strong> design <strong>and</strong>purpose of studies on humans be publicly available <strong>and</strong> that<strong>the</strong> rights of trial participants take precedence over bothcommercial <strong>and</strong> career interests 22 . As noted by <strong>the</strong> ICMJE,research participants “deserve <strong>to</strong> know that <strong>the</strong> informationthat accrues from <strong>the</strong>ir altruism is part of <strong>the</strong> public record,where it is available <strong>to</strong> guide decisions about patient care, <strong>and</strong>deserve <strong>to</strong> know that decisions about <strong>the</strong>ir care rest on all of<strong>the</strong> evidence, not just <strong>the</strong> trials that authors decided <strong>to</strong> report<strong>and</strong> that journal edi<strong>to</strong>rs decided <strong>to</strong> publish” 23 . Assuringresearch subjects that <strong>the</strong>ir participation provides a publicbenefit should also stimulate <strong>the</strong>ir commitment<strong>to</strong>wards research 24 .Registration fur<strong>the</strong>r promotes knowledge transfer.Discrepancies between information ga<strong>the</strong>red in clinical trials<strong>and</strong> reported results have long been recognized 25 . M<strong>and</strong>a<strong>to</strong>ryregistration enhances dissemination of important clinicalinformation among clinicians, researchers, governmentalagencies, <strong>and</strong> <strong>the</strong> public. It improves information exchanges,for example, between industry-based <strong>and</strong> academicresearchers <strong>and</strong> alerts researchers <strong>to</strong> gaps in <strong>the</strong> knowledgebase 26 . It facilitates knowledge creation <strong>and</strong> knowledgetransfer within <strong>the</strong> drug development <strong>and</strong> innovation sec<strong>to</strong>r 27<strong>and</strong> enables “research in<strong>to</strong> research”, both from a clinicalperspective <strong>and</strong> a science <strong>and</strong> technology studies perspective 28 .From a regula<strong>to</strong>ry perspective, <strong>the</strong> most importantcontribution of m<strong>and</strong>a<strong>to</strong>ry registration is that it allows <strong>the</strong>research community <strong>and</strong> governmental agencies <strong>to</strong> bettercontrol for bias in clinical trial design <strong>and</strong> publication 29 . Designbias occurs when a trial is designed with a high likelihood ofbeing positive, for example through careful selection of clinicaltrial populations. Publication bias refers <strong>to</strong> <strong>the</strong> practicewhereby studies providing unfavourable or negative result arenot published or misrepresented through data selection. Biascan occur because journals are less interested in publishingnegative research outcomes. As various controversieshighlight, it can also be part of a commercial strategy <strong>to</strong> hideresults that will not support an application for new drugapproval or that will undermine <strong>the</strong> efficacy or safety status ofan existing product 30 . Clinical trial registration allows <strong>the</strong>research community <strong>to</strong> scrutinize what studies have beenproposed, whe<strong>the</strong>r <strong>the</strong> design seems appropriate, how manypatients were being recruited, what <strong>the</strong> intended outcomeswere, <strong>and</strong> whe<strong>the</strong>r <strong>the</strong> studies seem fully reported.M<strong>and</strong>a<strong>to</strong>ry registration can also contribute <strong>to</strong> scientific <strong>and</strong>economic efficiencies in clinical research. It may reduce risk<strong>to</strong> research subjects by avoiding unnecessary duplication ofefforts <strong>and</strong> minimizing situations where harm <strong>to</strong> subjects hasnot yet been reported 31 , while also encouraging appropriatereplication <strong>and</strong> confirmation of results 32 . On a global level,public disclosure of <strong>the</strong> existence of certain trials fosters bothinternational collaboration among researchers <strong>and</strong> recruitment<strong>to</strong> clinical trials which serves <strong>to</strong> enhance trial success rate 33 .Interestingly, at one of WHO Clinical Trials Platform meetings,patient advocates also suggested that an international centralregistry will promote trial participation, by providinginformation for patients who would often be willing <strong>to</strong> travel <strong>to</strong>participate in clinical trials. Finally, registration should helpdomestic <strong>and</strong> international funding bodies target resourceswhere <strong>the</strong>y are most needed <strong>and</strong> likely <strong>to</strong> be effective 34 . Wellcoordinatedglobal registration will fur<strong>the</strong>r help domesticgovernments, particularly those in resource-poor countrieswith less mature regula<strong>to</strong>ry regimes <strong>to</strong> better manage <strong>and</strong>moni<strong>to</strong>r <strong>the</strong>ir clinical research programmes <strong>and</strong> protectvulnerable trial populations 35 .Promoting public trust, transparency of research <strong>and</strong>knowledge transfer, respecting research subjects, <strong>and</strong>facilitating clinical trials thus provide <strong>the</strong> underlying rationalefor registration. It seems clear that meaningful, i.e. substantialdisclosure, corresponds most with <strong>the</strong>se values. Any exception<strong>to</strong> <strong>the</strong> principle of extensive disclosure of research informationought <strong>the</strong>refore <strong>to</strong> be justified by considerations that areequally pressing. What are <strong>the</strong> concerns about m<strong>and</strong>a<strong>to</strong>ryregistration <strong>and</strong> do <strong>the</strong>y trump <strong>the</strong> public interest in trialregistration?Registration, intellectual property rights <strong>and</strong>competitive interestsPatent concernsThe argument that public disclosure of <strong>the</strong> informationrequested in WHO clinical trials platform will undermine apotential patent application seems weak. When a novelproduct or “novel use” of a product is tested in clinical trials, itis usually already protected by a patent. Patent applicationsare filed as soon as <strong>the</strong>re is an expectation that a newcompound or a new use may be patentable subject matter. Fora new product, this generally occurs early on in <strong>the</strong>development process, years before a clinical trial isundertaken. For a new use patent, an application would befiled as soon as <strong>the</strong>re is a realistic expectation that this newuse is patentable, again long before it is tested in a clinical trial.In fact, <strong>the</strong> existence of patent <strong>protection</strong> for new products<strong>and</strong> new uses undermines <strong>the</strong> arguments against detailedregistration <strong>and</strong> disclosure requirements. Patent applicationsoften contain more information about potential drugdevelopment strategies than <strong>the</strong> summary informationrequired for registration under <strong>the</strong> current WHO Platformproposal. They will be published in most jurisdictions within18 months of <strong>the</strong> application. Domestic patent legislation inseveral jurisdictions, as well as <strong>the</strong> 1970 Patent CooperationTreaty 36 , explicitly require publication of <strong>the</strong> patent applicationwithin a short period of time after registration of <strong>the</strong> patent.Global Forum Update on Research for Health Volume 4 ✜ 041

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