The Genom of Homo sapiens.pdf
The Genom of Homo sapiens.pdf
The Genom of Homo sapiens.pdf
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Inferring Human History: Clues fromY-Chromosome HaplotypesP.A. UNDERHILLDepartment <strong>of</strong> Genetics, Stanford University School <strong>of</strong> Medicine, Stanford, California 94305-5120DNA molecules are organic elements <strong>of</strong> informationstorage imbued with imperfect copying processes. Thus,they are fundamental repositories <strong>of</strong> an organism’s evolutionaryhistory. <strong>The</strong> field <strong>of</strong> human molecular evolutionis predicated on the concept that patterns <strong>of</strong> DNA sequencevariation in living populations encode aspects <strong>of</strong>human heritage shaped by a constellation <strong>of</strong> evolutionaryinfluences. <strong>The</strong> framework <strong>of</strong> genetic variability in thegenome reflects both evolutionary adaptive processesthat are locus-specific and population-level forces that affectall the components <strong>of</strong> the genome equally. Geneticresearch <strong>of</strong>ten focuses on distinguishing inconsistenciesin patterns <strong>of</strong> variation between genomic regions to helpbridge the gap between particular genes and traits, includingmatters <strong>of</strong> function and malfunction. Alternatively,genomic DNA is also an archive <strong>of</strong> those aspects<strong>of</strong> human evolutionary processes reflective <strong>of</strong> population-levelforces like drift, subdivision, size fluctuation,and migration. By studying the degree <strong>of</strong> genetic molecularvariation, one can, in principle, reconstruct pastevents such as expansions and settlements from whichorigins <strong>of</strong> specific populations can be predicted (Cavalli-Sforza et al. 1994). However, since the bulk <strong>of</strong> commonvariation in the genome occurs between individuals, thedifference between populations is low, making it morechallenging to investigate ambiguities concerning affinitiesand origins <strong>of</strong> populations. It is the component <strong>of</strong> between-populationvariance that best provides insights intothe evolution <strong>of</strong> the spectrum <strong>of</strong> extant populations (Cavalli-Sforzaand Feldman 2003). In addition, determiningthe migratory patterns <strong>of</strong> our ancestors and their timing,as well as the amount <strong>of</strong> population admixture due to suchmigrations, has been experimentally less tractable. Consequently,such issues are <strong>of</strong>ten simply ignored when reconstructingpopulation phylogenies where little or nomigration is implicitly assumed.Progress in understanding the spectrum <strong>of</strong> humanDNA sequence variation and its causes, especially whenintegrated with other knowledge from historians, archaeologists,anthropologists, and linguists, can help recapitulatehuman population histories (Owens and King 1999;Cann 2001). In particular, informative haplotypes, immunefrom the scrambling effects <strong>of</strong> recurrent mutationand recombination, provide a promising way forward. Inthe early genetic studies, both protein and matrilineal inheritedmitochondrial DNA (mtDNA) loci have providedmuch <strong>of</strong> the initial evidence. However, considerable recentprogress in elucidating Y-chromosome sequencevariation from the nonrecombining region (NRY) hasmade it possible to more fully investigate the parallel paternalheritage that underlies the central theme <strong>of</strong> this paper.Although extrapolating variation associated with asingle gene to population history must be done cautiously,the phylogeographic reconstruction <strong>of</strong> haplotypes<strong>of</strong>fers one such interpretation that is amenable to testingby further studies from a number <strong>of</strong> disciplines. Althoughnongenetic evidence provides constraints that improveconfidence in phylogeographic-based interpretations, thedevelopment <strong>of</strong> statistical methods to objectively evaluatesuch geographic and phylogenetic patterns remainsincomplete (Knowles and Maddison 2002). <strong>The</strong> growingaccumulation <strong>of</strong> Y-chromosome haplotype data in geographiccontext will provide a substantial test bed for futurestatistical modeling.Y-CHROMOSOME HAPLOTYPESCONVEY SPATIAL AND TEMPORALINFORMATIONAlthough explorations into prehistory have been traditionallyarcheological, additional perspectives have beenprovided by linguistic and genetic studies. Although therecords <strong>of</strong> these nonrecombining sex-specific loci maydiverge because <strong>of</strong> natural selection or differences betweenmale and female behaviors, the accumulation <strong>of</strong> sequencevariation during the lineal life spans <strong>of</strong> these haplotypicsystems provides a powerful way to recovergenetic prehistory. Specifically, the particular distinctiveclinal patterns <strong>of</strong> NRY haplotypes, together with patterns<strong>of</strong> associated genetic diversification with geography,mark trajectories <strong>of</strong> gene flow (and by inference, themovement <strong>of</strong> populations). <strong>The</strong> lower effective populationsize <strong>of</strong> Y chromosomes relative to other components<strong>of</strong> the human genome make the Y chromosome particularlysensitive to the influences <strong>of</strong> drift and founder effect.Whatever the causes <strong>of</strong> this property (e.g., localized naturalselection, gender-based differential reproductivesuccess, and/or migratory behavior), it is particularly usefulsince it explains the characteristic high stratification<strong>of</strong> NRY diversity with geography relative to other genesincluding mtDNA. Although nearly all Y chromosomeshave shared common ancestry, the succession <strong>of</strong> accumulatinggenetic markers reveals a cascade <strong>of</strong> differentiationthat randomly coincides with various populationCold Spring Harbor Symposia on Quantitative Biology, Volume LXVIII. © 2003 Cold Spring Harbor Laboratory Press 0-87969-709-1/04. 487