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Appendix A - Society of American Archivists

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serves to identify archival material and to explain the context and records systems thatproduced it, as well as the results <strong>of</strong> these processes.Principle 3: A rrangement involves the identification <strong>of</strong> groupings within thematerial.Arrangement is the process <strong>of</strong> identifying the logical groupings <strong>of</strong> materials within thewhole as they were established by the creator, <strong>of</strong> constructing a new organization whenthe original ordering has been lost, or <strong>of</strong> establishing an order when one never existed.The archivist then identifies further sub-groupings within each unit down to the level <strong>of</strong>granularity that is feasible or desirable, even to the individual item. This process createshierarchical groupings <strong>of</strong> material, with each step in the hierarchy described as a level.By custom, archivists have assigned names to some, but not all, levels <strong>of</strong> arrangement.The most commonly identified are collection, record group, series, file (or filing unit),and item. A large or complex body <strong>of</strong> material may have many more levels. Thearchivist must determine for practical reasons which groupings will be treated as a unitfor purposes <strong>of</strong> description. These may be defined as the entire corpus <strong>of</strong> material <strong>of</strong> thecreator (papers, records, or collection), a convenient administrative grouping (record andmanuscript groups), or a reflection <strong>of</strong> administrative record-keeping systems (series andfiling units).Principle 4: Description reflects arrangement.Archival repositories must be able to describe holdings ranging from thousands <strong>of</strong> linearfeet to a single item. The amount <strong>of</strong> description and level <strong>of</strong> detail will depend on theimportance <strong>of</strong> the material, management needs and resources <strong>of</strong> the repository, andaccess requirements <strong>of</strong> the users. That being the case, an archival description may consist<strong>of</strong> a multilevel structure that begins with a description <strong>of</strong> the whole and proceeds throughincreasingly more detailed descriptions <strong>of</strong> the parts, or it may consist only <strong>of</strong> adescription <strong>of</strong> the whole. Within a given body <strong>of</strong> material, the repository may choose todescribe some parts at a greater level <strong>of</strong> detail than others. A single item may bedescribed in minute detail, whether or not it is part <strong>of</strong> a larger body <strong>of</strong> material.B7-)>0,G1-)*=)!1374809)2-.314?,4*+Archival holdings are varied in their nature and provenance, and archival descriptionreflects this fact. If archival materials are to be described consistently within aninstitutional, regional, or national descriptive system, the rules must apply to a variety <strong>of</strong>forms and media created by, and acquired from, a variety <strong>of</strong> sources.Principle 5: The rules <strong>of</strong> description apply to all archival materials regardless <strong>of</strong>form or medium.It is acknowledged that archival materials come in a variety <strong>of</strong> forms and media, andrules for archival description must therefore accommodate all forms and media (and therelationships between them). Inherent in the principle <strong>of</strong> provenancethat the recordscreated, assembled, accumulated, and/or maintained and used by an organization orindividual must be kept togetheris the assumption that no records are excluded fromthe description because <strong>of</strong> their particular form or medium. Different media <strong>of</strong> courseSTATEMENT OF PRINCIPLESxiii

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