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Rob van Hest Capture-recapture Methods in Surveillance - RePub ...

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Discussion<br />

Estimat<strong>in</strong>g <strong>in</strong>fectious disease <strong>in</strong>cidence<br />

Ma<strong>in</strong> f<strong>in</strong>d<strong>in</strong>gs<br />

In three-source log-l<strong>in</strong>ear model capture-<strong>recapture</strong> studies of <strong>in</strong>fectious disease <strong>in</strong>cidence<br />

with an <strong>in</strong>dependent log-l<strong>in</strong>ear model selected, truncated models yield comparable<br />

estimates. The truncated models also give similar results when parsimonious log-l<strong>in</strong>ear<br />

models are selected and the number of patients is limited or the f1/f2 ratio is between 0.5<br />

and 1.5. When f1>>f2 truncated models give considerable higher estimates than<br />

parsimonious log-l<strong>in</strong>ear models. Compared to saturated log-l<strong>in</strong>ear models the truncated<br />

models produce considerably lower and often more plausible estimates.<br />

<strong>Capture</strong>-<strong>recapture</strong> analysis and chronic diseases<br />

For human diseases capture-<strong>recapture</strong> analysis has predom<strong>in</strong>antly been applied to<br />

estimate the prevalence, <strong>in</strong>cidence or completeness of registers of specific groups of<br />

diseases, often diseases with a chronic character as mentioned earlier. Apparently the<br />

characteristics of most of these diseases, their patients and their registers best fulfil criteria<br />

for feasibility of capture-<strong>recapture</strong> studies as well as validity of the underly<strong>in</strong>g<br />

assumptions. Perhaps with the exemption of some neurological and rheumatological<br />

conditions, the case-def<strong>in</strong>ition is probably unambiguous and uniform over the various<br />

registers. Arguably, for these categories of diseases sufficient registers are available and<br />

possible relationships between these registers, e.g. cl<strong>in</strong>ical registers, laboratory registers,<br />

health <strong>in</strong>surance registers or patient support and advocacy group registers, be they<br />

positive or negative, could be avoided by source selection or source merg<strong>in</strong>g or accounted<br />

for <strong>in</strong> a log-l<strong>in</strong>ear model, thus limit<strong>in</strong>g violation of the <strong>in</strong>dependent registers assumption.<br />

The permanent character of most of these conditions can reduce violation of the closed<br />

population assumption.<br />

<strong>Capture</strong>-<strong>recapture</strong> analysis and <strong>in</strong>fectious diseases<br />

For <strong>in</strong>fectious diseases the number of available registers for record-l<strong>in</strong>kage, usually<br />

notification-, laboratory- or hospital-based registers, is often limited and (strong) positive<br />

<strong>in</strong>teraction between these registers should be expected as a result of the characteristics of<br />

<strong>in</strong>fectious disease diagnosis and treatment and public health regulations. Infectious<br />

disease control and surveillance is often organized around close collaboration between<br />

cl<strong>in</strong>icians, microbiologists and public health professionals, such as <strong>in</strong>fectious disease and<br />

tuberculosis physicians and nurses. Only two of the 19 datasets studied selected the<br />

<strong>in</strong>dependent log-l<strong>in</strong>ear model and 11 datasets selected parsimonious log-l<strong>in</strong>ear models<br />

<strong>in</strong>corporat<strong>in</strong>g one or two pair-wise dependencies. However, six datasets selected the<br />

saturated log-l<strong>in</strong>ear model, i.e. <strong>in</strong>clud<strong>in</strong>g all two-way <strong>in</strong>teractions and assum<strong>in</strong>g absence of<br />

the three-way <strong>in</strong>teraction. 16,36 Our studies of tuberculosis <strong>in</strong>cidence <strong>in</strong> England and,<br />

before correction for suggested imperfect record-l<strong>in</strong>kage and rema<strong>in</strong><strong>in</strong>g false-positive<br />

hospital cases, <strong>in</strong> the Netherlands both selected a saturated model, result<strong>in</strong>g <strong>in</strong><br />

unexpectedly and unrealistically high estimates of the number of tuberculosis patients.<br />

The two previous three-source log-l<strong>in</strong>ear model capture-<strong>recapture</strong> studies of tuberculosis<br />

<strong>in</strong>cidence resulted <strong>in</strong> a parsimonious model and both produced plausible estimates with<strong>in</strong><br />

the range of prior expectations. 37,38 Accord<strong>in</strong>g to Hook and Regal, if the saturated model<br />

149

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