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Rob van Hest Capture-recapture Methods in Surveillance - RePub ...

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Summary<br />

Summary<br />

<strong>Surveillance</strong> is an essential part of <strong>in</strong>fectious disease control. A concern of any<br />

surveillance system is the quality of the data collected, <strong>in</strong>clud<strong>in</strong>g the degree of<br />

ascerta<strong>in</strong>ment of affected <strong>in</strong>dividuals. A conventional surveillance system is notification,<br />

but it may conta<strong>in</strong> false-positive cases and is often <strong>in</strong>complete for true-positive cases.<br />

Important for the assessment of the quality and completeness of <strong>in</strong>fectious disease<br />

registers is record-l<strong>in</strong>kage, i.e. compar<strong>in</strong>g patient data across multiple registers.<br />

Completeness of notification can then be assessed through capture-<strong>recapture</strong> analysis, a<br />

technique orig<strong>in</strong>ally developed for studies of animal abundance.<br />

After a brief <strong>in</strong>troduction to capture-<strong>recapture</strong> analysis Chapter 1 describes<br />

aspects of tuberculosis under-notification, methods of estimat<strong>in</strong>g tuberculosis <strong>in</strong>cidence<br />

and the application and limitations of capture-<strong>recapture</strong> methods <strong>in</strong> tuberculosis<br />

surveillance, followed by a summary of published capture-<strong>recapture</strong> studies <strong>in</strong> this field.<br />

This chapter then presents the research questions <strong>in</strong> this thesis: 1) How do the<br />

characteristics of various <strong>in</strong>fectious diseases and their registers <strong>in</strong> the Netherlands<br />

<strong>in</strong>fluence the feasibility and validity of capture-<strong>recapture</strong> analysis; 2) How do the<br />

characteristics of tuberculosis surveillance systems <strong>in</strong> different countries <strong>in</strong>fluence the<br />

feasibility and validity of capture-<strong>recapture</strong> analysis and 3) What is the feasibility and<br />

validity of truncated population estimation models <strong>in</strong> <strong>in</strong>fectious disease surveillance?<br />

Chapter 2 describes the methodology of capture-<strong>recapture</strong> analysis, addresses the<br />

underly<strong>in</strong>g assumptions and gives the mathematical framework. Alternative truncated<br />

population estimation models, related to capture-<strong>recapture</strong> analysis, are briefly mentioned.<br />

The chapter cont<strong>in</strong>ues to describe the application and limitations of capture-<strong>recapture</strong><br />

analysis <strong>in</strong> epidemiological studies and gives a stepwise overview of rele<strong>van</strong>t issues to be<br />

addressed while plann<strong>in</strong>g, apply<strong>in</strong>g, present<strong>in</strong>g and evaluat<strong>in</strong>g capture-<strong>recapture</strong><br />

techniques. In addition to a previous overview of published capture-<strong>recapture</strong> studies<br />

until 1997, Chapter 3 presents a synopsis of capture-<strong>recapture</strong> studies on <strong>in</strong>fectious<br />

diseases published between 1997 and 2006.<br />

In the context of the first research question of this thesis Chapter 4 describes a<br />

capture-<strong>recapture</strong> analysis after record-l<strong>in</strong>kage of three malaria registrations to estimate<br />

the completeness of notification of malaria by physicians and laboratories <strong>in</strong> 1996. As for<br />

all studies estimat<strong>in</strong>g completeness of notification <strong>in</strong> this thesis, three conventional<br />

<strong>in</strong>fectious disease registers were used: Notifications, Laboratory results and Hospital<br />

admissions. A parsimonious capture-<strong>recapture</strong> model, reduc<strong>in</strong>g bias due to<br />

<strong>in</strong>terdependence between registers, estimated the total number of malaria patients at 774<br />

(95% confidence <strong>in</strong>terval (CI) 740-821) and the completeness of notification at 69.1%<br />

and 40.2% for the laboratories and physicians respectively. We conclude that laboratorybased<br />

notification can considerably <strong>in</strong>crease the number of officially reported malaria<br />

cases <strong>in</strong> the Netherlands. In order to estimate the <strong>in</strong>cidence and completeness of<br />

notification of Legionnaires’ disease <strong>in</strong> 2000 and 2001, Chapter 5 describes recordl<strong>in</strong>kage<br />

and capture-<strong>recapture</strong> analysis of the three conventional registers. A saturated logl<strong>in</strong>ear<br />

capture-<strong>recapture</strong> model estimated 1253 Legionnaires’ disease patients (95%CI<br />

175

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