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Rob van Hest Capture-recapture Methods in Surveillance - RePub ...

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Chapter 11<br />

11.2 Some f<strong>in</strong>d<strong>in</strong>gs of this thesis <strong>in</strong> the context of surveillance of<br />

tuberculosis and other <strong>in</strong>fectious diseases<br />

Hospital episode statistics often are not a reliable source for record-l<strong>in</strong>kage or capture<strong>recapture</strong><br />

analysis for <strong>in</strong>fectious disease surveillance for several reasons. Firstly, it may be<br />

difficult to exam<strong>in</strong>e the hospital episode statistics dataset for multiple entries of one<br />

patient, reflect<strong>in</strong>g transfers between wards counted as separate disease episodes dur<strong>in</strong>g<br />

one un<strong>in</strong>terrupted stay <strong>in</strong> the hospital, and clean<strong>in</strong>g is time-consum<strong>in</strong>g. It is also possible<br />

that day-care visits or out-patient visits erroneously appear as admissions <strong>in</strong> the hospital<br />

episode statistics. Secondly, the disease codes assigned to hospital episode statistics<br />

records can reflect the differential diagnoses upon admission, e.g. an observation for a<br />

presumed malaria episode or a diagnostic procedure for a specific disease, such as a<br />

bronchoscopy because of radiological abnormalities compatible with tuberculosis among<br />

other lung diseases, without subsequent confirmation of the diagnosis. F<strong>in</strong>ally, the<br />

specificity can be reduced when the absence of specific disease codes causes a proportion<br />

of false-positive records, as reflected <strong>in</strong> chapter 5. For example, <strong>in</strong> the Netherlands still<br />

the ICD-9 codes are used for hospital episode statistics <strong>in</strong>stead of the more recent,<br />

comprehensive and <strong>in</strong>ternationally used ICD-10 codes. But even <strong>in</strong> the presence of<br />

detailed and specific disease codes, as exist for tuberculosis, the proportion of falsepositive<br />

records can be high, from 27% among all patients <strong>in</strong> a local tuberculosis hospital<br />

register <strong>in</strong> Liverpool, United K<strong>in</strong>gdom, 8 to possibly 62% among the unl<strong>in</strong>ked patients <strong>in</strong> a<br />

national tuberculosis hospital register <strong>in</strong> the Netherlands (chapter 6) and certa<strong>in</strong>ly 80%<br />

among the unl<strong>in</strong>ked patients <strong>in</strong> a regional tuberculosis hospital register <strong>in</strong> the Piedmont<br />

region, Italy (chapter 7). The logistic regression population mixture model described <strong>in</strong><br />

chapter 8 estimated the proportion of false-positive records among the unl<strong>in</strong>ked patients<br />

<strong>in</strong> a national tuberculosis hospital register <strong>in</strong> England to be 72%. Possible false-positive<br />

cases <strong>in</strong> hospital episode registers could expla<strong>in</strong> why most of the published capture<strong>recapture</strong><br />

studies on tuberculosis are local or regional, <strong>in</strong>volv<strong>in</strong>g a relatively small number<br />

of patients, as shown <strong>in</strong> Table 1.1. This allows for the hospital charts to be scrut<strong>in</strong>ised for<br />

false-positive cases manually, although this is time-consum<strong>in</strong>g and comes closer to<br />

count<strong>in</strong>g than estimat<strong>in</strong>g patients. Only when the number of patients was too small for a<br />

local study, e.g. tuberculous men<strong>in</strong>gitis patients, capture-<strong>recapture</strong> analysis was performed<br />

at the national level. 32<br />

The capture-<strong>recapture</strong> studies for malaria and tuberculosis <strong>in</strong> chapters 4, 6, 7 and<br />

8 show that <strong>in</strong> addition to the l<strong>in</strong>ked notification and laboratory registers a limited<br />

number of patients were identified through the hospital register, possibly <strong>in</strong>clud<strong>in</strong>g a<br />

substantial number of false-positive cases. Only the capture-<strong>recapture</strong> study on the<br />

<strong>in</strong>cidence of Legionnaires’ disease described <strong>in</strong> chapter 5 found the majority of the cases<br />

through the hospital register. These five chapters of this thesis have shown that capture<strong>recapture</strong><br />

analysis, as a method to estimate <strong>in</strong>fectious disease <strong>in</strong>cidence and completeness<br />

of registration, is not the cheap, quick, simple and reliable method as once advocated.<br />

Instead of capture-<strong>recapture</strong> analysis <strong>in</strong>clud<strong>in</strong>g hospital episode registers, record-l<strong>in</strong>kage<br />

and case-ascerta<strong>in</strong>ment us<strong>in</strong>g the two most rele<strong>van</strong>t sources for <strong>in</strong>fectious disease<br />

surveillance, namely notification and laboratory, both with an expected high specificity<br />

170

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