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Commentary on Theories of Mathematics Education

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356 G. Harel<br />

As I engaged deeply in the investigati<strong>on</strong> <strong>of</strong> students’ c<strong>on</strong>cepti<strong>on</strong>s <strong>of</strong> pro<strong>of</strong>, I came<br />

to realize that while the triad, proving, pro<strong>of</strong>, and pro<strong>of</strong> scheme, is useful, even critical,<br />

to understanding the processes <strong>of</strong> learning and teaching mathematical pro<strong>of</strong>, it<br />

is insufficient to document and communicate clinical and classroom observati<strong>on</strong>s.<br />

This is so because proving itself is never carried out in isolati<strong>on</strong> from other mental<br />

acts, such as “interpreting,” “c<strong>on</strong>necting,” “modeling,” “generalizing,” “symbolizing,”<br />

etc. As with the act <strong>of</strong> proving, we <strong>of</strong>ten wish to talk about the products and<br />

characteristics <strong>of</strong> such acts. Thus, the following definiti<strong>on</strong>s:<br />

A pers<strong>on</strong>’s statements and acti<strong>on</strong>s may signify cognitive products <strong>of</strong> a mental act carried<br />

out by the pers<strong>on</strong>. Such a product is the pers<strong>on</strong>’s way <strong>of</strong> understanding associated with<br />

that mental act. Repeated observati<strong>on</strong>s <strong>of</strong> <strong>on</strong>e’s ways <strong>of</strong> understanding may reveal that they<br />

share a comm<strong>on</strong> cognitive characteristic. Such a characteristic is referred to as a way <strong>of</strong><br />

thinking associated with that mental act.<br />

It is clear from these definiti<strong>on</strong>s that a pro<strong>of</strong> is a way <strong>of</strong> understanding, whereas<br />

a pro<strong>of</strong> scheme is a way <strong>of</strong> thinking. Likewise, in relati<strong>on</strong> to the mental act <strong>of</strong> interpreting,<br />

for example, a particular interpretati<strong>on</strong> <strong>on</strong>e gives to a term, a statement,<br />

or a string <strong>of</strong> symbols is a way <strong>of</strong> understanding, whereas a cognitive characteristic<br />

<strong>of</strong> <strong>on</strong>e’s interpretati<strong>on</strong>s is a way <strong>of</strong> thinking associated with the interpreting act.<br />

For example, <strong>on</strong>e’s ways <strong>of</strong> understanding the string y =−3x + 5 may be: (a) an<br />

equati<strong>on</strong>—a c<strong>on</strong>straint <strong>on</strong> the quantities, x and y; (b) a number-valued functi<strong>on</strong>—for<br />

an input x, there corresp<strong>on</strong>ds the output y =−3x + 5; (c) a truth-valued functi<strong>on</strong>—<br />

for an input (x, y), there corresp<strong>on</strong>ds the output “True” or “False”; and (d) “a thing<br />

where what you do <strong>on</strong> the left you do <strong>on</strong> the right.” The first three ways <strong>of</strong> understanding<br />

suggest a mature way <strong>of</strong> thinking: that “symbols in mathematics represent<br />

quantities and quantitative relati<strong>on</strong>ships.” On the other hand, the fourth way<br />

<strong>of</strong> understanding, which was provided by a college freshman, is likely to suggest a<br />

n<strong>on</strong>-referential symbolic way <strong>of</strong> thinking—a way <strong>of</strong> thinking where mathematical<br />

symbols are free <strong>of</strong> coherent quantitative or relati<strong>on</strong>al meaning. Other examples <strong>of</strong><br />

ways <strong>of</strong> understanding and ways <strong>of</strong> thinking will emerge as the paper unfolds.<br />

Mathematicians, the practiti<strong>on</strong>ers <strong>of</strong> the discipline <strong>of</strong> mathematics, practice<br />

mathematics by carrying out mental acts with particular characteristics—ways <strong>of</strong><br />

thinking—to produce particular c<strong>on</strong>structs—ways <strong>of</strong> understanding. Accordingly,<br />

in DNR, mathematics is defined as a discipline c<strong>on</strong>sisting <strong>of</strong> these two sets <strong>of</strong> knowledge.<br />

Specifically:<br />

<strong>Mathematics</strong> is a uni<strong>on</strong> <strong>of</strong> two sets: The first set is a collecti<strong>on</strong>, or structure, <strong>of</strong> structures<br />

c<strong>on</strong>sisting <strong>of</strong> particular axioms, definiti<strong>on</strong>s, theorems, pro<strong>of</strong>s, problems, and soluti<strong>on</strong>s. This<br />

subset c<strong>on</strong>sists <strong>of</strong> all the instituti<strong>on</strong>alized 4 ways <strong>of</strong> understanding in mathematics throughout<br />

history. The sec<strong>on</strong>d set c<strong>on</strong>sists <strong>of</strong> all the ways <strong>of</strong> thinking that are characteristics <strong>of</strong> the<br />

mental acts whose products comprise the first set.<br />

The main pedagogical implicati<strong>on</strong> <strong>of</strong> this definiti<strong>on</strong> is that mathematics curricula<br />

at all grade levels, including curricula for teachers, should be thought <strong>of</strong> in terms<br />

4 Instituti<strong>on</strong>alized ways <strong>of</strong> understanding are those the mathematics community at large accepts as<br />

correct and useful in solving mathematical and scientific problems. A subject matter <strong>of</strong> particular<br />

field may be viewed as a structure <strong>of</strong> instituti<strong>on</strong>alized ways <strong>of</strong> understanding.

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