Analysis - The Institute for Southern Studies

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7B. Small Business Impact Analysis (RFA/SBREFA) According to the requirements of the 1980 Regulatory Flexibility Act (RFA) as amended by the 1996 Small Business Regulatory Enforcement Fairness Act (SBREFA), Federal regulatory agencies are required to make initial determinations if proposed regulatory actions may have a “significant economic impact on a substantial number of small entities” (SISNOSE). Small entities include small businesses, small organizations, and small governmental jurisdictions. Agencies are required to conduct a Regulatory Flexibility Screening Analysis (RFSA) to make this determination. This section of the RIA presents the methodology and findings for the RFSA conducted for the proposed rule. Unless Agencies are able to certify that a particular regulatory action is not expected to have a SISNOSE, the RFA/SBREFA requires a formal analysis of the potential adverse economic impacts on small entities, completion of a Small Business Advocacy Review Panel (proposed rule stage), preparation of a Small Entity Compliance Guide (final rule stage), and Agency review of the rule within 10 years of promulgation. The small business impact analysis of this RIA follows the four analytic steps described in EPA’s RFA/SBREFA analysis guidance 172 : Step 1: Determine which small entities are subject to the rule’s requirements Step 2: Select appropriate measures for determining economic impacts on these small entities and estimate those impacts Step 3: Determine whether the rule may be certified as not having a significant impact on small entities (SISNOSE) Step 4: Document the screening analysis and include the appropriate RFA statements in the preamble Step 1: Identification of Small Entities The scope of entities addressed by this analysis includes the affected coal-fired electric utility plants in NAICS code 221112. Not included in the scope of this RFA/SBREFA analysis are offsite commercial landfills which currently receive and dispose CCR generated by electric utility plants. EPA’s RCRA statute does not provide EPA with authority to collect information from solid waste facilities; it only provides EPA with authority to collect information from RCRA-regulated hazardous waste management facilities (via the RCRA biennial report). EPA does not know the identity, company size, or other information about the offsite landfills currently used by the electric utility industry. Therefore, this RFA/SBREFA analysis is limited to only electric utility plants. Consistent with EPA’s RFA/SBREFA guidance (page 15), this RIA applies the following small size definitions for owner entities of electric utility plants: Small company: Based on the US Small Business size standard for NAICS code 221112 (fossil fuel electric utility plants): a company which generates less than 4 million megawatt-hours electricity output per year. 172 EPA’s RFA/SBREFA guidance: “EPA’s Action Development Process: Final Guidance for EPA Rulewriters: Regulatory Flexibility Act as amended by the Small Business Regulatory Enforcement Fairness Act”, EPA Office of Policy, Economics & Innovation, Nov 2006, 105 pages: http://www.epa.gov/sbrefa/documents/rfaguidance11-00-06.pdf 208
Small government: Based on the RFA/SBREFA’s definition (5 US Code section 601(5)) of small government jurisdiction as the government of a city, county, town, township, village, school district, or special district with population
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Regulatory Impact Analysis For EPA
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Table of Contents Executive Summary
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Executive Summary This RIA evaluate
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impoundments, the relative number t
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Summary Exhibit 3 Induced Effect of
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Summary Exhibit 6 Comparison of Reg
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Chapter 1 Problem Statement: The Ne
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Bevill Amendments 10 which exempted
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Just three weeks after the TVA’s
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2. Waste & Environmental Management
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This RIA did not discover similar d
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Exhibit 2A Identity of Other Indust
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Require review of surface impoundme
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Chapter 3 Baseline CCR Management i
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Exhibit 3C below, these 495 coal-fi
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Exhibit 3C State-by-State Electric
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3B. Types of CCR Disposal Units Es
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92 plants Offsite landfill fly ash
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electric utility plants in the data
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Exhibit 3E Annual CCR Disposition f
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3D. Size of CCR Disposal Units The
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costs for each type of disposal (no
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annual sampling for surface impound
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o Of the 25 state regulations revie
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Exhibit 3I Baseline Compliance with
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Baseline CCR Disposal Cost Estimati
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Before-tax costs: 50-year period:
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Baseline “Engineering Control”
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assume that the same water trucks w
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memorandum to George Garland, EPA,
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Exhibit 3K Summary of Industry & St
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($80,000 per year average Subtitle
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Validity Check of Baseline Cost Est
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Chapter 4 Estimated Cost for RCRA R
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B. Ancillary costs for CCR disposal
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location restriction mitigation inv
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o Impoundment berms: The average su
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State government average cost per w
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corrective action remedies usually
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Exhibit 4A Two Case Studies: Possib
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Biennial Report”). According to E
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4B.3 Land Disposal Restriction Cost
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The TVA cost study did not estimate
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Using the EPA ORCR 2009$ updated un
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Exhibit 4D Comparison of Annual O&M
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Exhibit 4E Summary of Wet Conversio
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o Recent Trend in CCR Impoundment P
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from coal to other fuels such as na
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o Result of Dry Conversion Cost Upd
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As summarized below in comparison t
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17% phase-out trend suggest the fut
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RIA 50- ye ar period Actual company
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4C. State-by-State Distribution of
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4D. Cost Estimation Uncertainty Thi
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Exhibit 4N Cost Estimation Uncertai
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In contrast to the Exhibit 5A list
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Step 2. Determine Potentially Affec
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Step 3. Apply EPA-ORCR 2009 Arsenic
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RISKn WELLREACH iRISK EDn N Where
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The constant slope allowed estimati
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Step 6. Monetize Future Avoided Can
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controls like surface-impoundment p
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Finally, for Subtitle C, there woul
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Exhibit 5A-12 Percentile of Cleanup
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Exhibit 5A-16 Per-Site Groundwater
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Multiple CCR disposal units at a si
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5B. Benefit of Preventing Future CC
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As displayed below in Exhibit 5B-2,
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Where: = Observed arrival rate (0.
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Step 3. Calculate Future Impoundmen
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some surface impoundment regulation
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Exhibit 5B-8 Poisson Distribution (
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With these new distributions, EPA p
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Exhibit 5B-12 Scenario #2: Cleanup
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5C. Induced Effect of RCRA Regulati
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Exhibit 5C-1 Estimate of Annual Mat
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Exhibit 5C-3 below presents a 2004
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To avoid double-counting of economi
Page 157 and 158: 5C2. Potential Effect of RCRA Regul
Page 159 and 160: Others take a different view on how
Page 161 and 162: Exhibit 5C-7 EPA Extrapolation of E
Page 163 and 164: Based on the most recent CCR benefi
Page 165 and 166: Beneficial uses of CCR have been co
Page 167 and 168: Exhibit 5C-12 Beneficial Use Trend
Page 169 and 170: Increases due to increased disposal
Page 171 and 172: “Using [coal] fly ash in building
Page 173 and 174: Exhibit 5C-14 Historical Annual Per
Page 175 and 176: Hypothetical expansion of CCR custo
Page 177 and 178: Step 6: Apply Estimated Induced Eff
Page 179 and 180: Exhibit 5C-16 Scenario #1: Increase
Page 181 and 182: Exhibit 5C-17 Scenario #2: Decrease
Page 183 and 184: Exhibit 5C-18 Beneficial Use Trends
Page 185 and 186: Exhibit 5C-19 Scenario #1: Benefit
Page 187 and 188: Exhibit 5C-21 Scenario #2: Cost of
Page 189 and 190: Step 10: Quantify Potential Capacit
Page 191 and 192: Chapter 6 Comparison of Regulatory
Page 193 and 194: Exhibit 6B Comparison of Regulatory
Page 195 and 196: Exhibit 6D Comparison of Regulatory
Page 197 and 198: Exhibit 6F Comparison of Regulatory
Page 199 and 200: Exhibit 6F Scaling Factors (Extrapo
Page 201 and 202: Exhibit 6G Estimate of Subtitle D (
Page 203 and 204: detect contamination early and thus
Page 205 and 206: Step 1: Downloaded the annual milli
Page 207: Exhibit 7A State by State Breakout
Page 211 and 212: Step 3 & Step 4: Determine and docu
Page 213 and 214: Factor #2 of 2: The small business
Page 215 and 216: how much they use or indeed how muc
Page 217 and 218: Collection of Minority & Low-Income
Page 219 and 220: Comparison of Minority & Low-Income
Page 221 and 222: Exhibit 7G Minority and Low-Income
Page 223 and 224: Exhibit 7H Comparison of Minority a
Page 225 and 226: o The state-by-state range of minor
Page 227 and 228: CCR fraction #3: CCR fraction #4:
Page 229 and 230: 7D. Child Population Statistics (Ex
Page 231 and 232: Comparison of Child Populations Liv
Page 233 and 234: Count of plant unique ZCTAds Exhibi
Page 235 and 236: Exhibit 7K Comparison of Child Popu
Page 237 and 238: 7E. Unfunded Mandates (UMRA) & Fede
Page 239 and 240: Findings for UMRA Impact and Federa
Page 241 and 242: Exhibit 7M List of 74 Coal-Fired El
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Analysis - The Institute for Southern Studies

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