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KPIs for ESG - DVFA

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4573 Biotechnology<br />

<strong>ESG</strong> KPI KPI-Label + Definition<br />

2742 Energy Efficiency E0101 Energy consumption, total<br />

2743 Energy Efficiency E0102 Energy consumption, specific (intensity); Options: per unit of<br />

revenue, per FTE, per unit of production volume (e.g. tonnes of steel)<br />

2744 GHG Emissions E0201 GHG emissions, total (scope I,II, III)<br />

2745 GHG Emissions E0202 GHG emissions, specific; Options: per unit of revenue, per<br />

FTE, per unit of production volume (e.g. tonnes of steel)<br />

2746 Staff Turnover S0101 Percentage of FTEs leaving p.a./total FTEs<br />

2747 Training & Qualification S0202 Average expenses on training per FTE p.a<br />

2748 Maturity of Work<strong>for</strong>ce S0301 Age structure/distribution (number of FTEs per age group, 10-year intervals)<br />

2749 Remuneration S0801 Total amount of bonuses, incentives and stock options paid out in €,$<br />

2750 Remuneration S0802 Total number of FTEs who receive 90 % of total amount of bonuses, incentives and stock options<br />

2751 Remuneration S0803 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) Do you take <strong>ESG</strong><br />

per<strong>for</strong>mance into account in your per<strong>for</strong>mance agreements? How do you integrate <strong>ESG</strong> principles<br />

within per<strong>for</strong>mance agreements in your company and to what extent do you apply them?<br />

2752 Litigation risks V0101 Expenses and fines on filings, law suits related to anti-competitive<br />

behavior, anti-trust and monopoly practices<br />

2753 Corruption V0201 Percentage of revenues in regions with Transparency International corruption index below 6.0<br />

2754 Revenues from new<br />

products<br />

V0302 Percentage of new products or modified products introduced less<br />

than 12 months ago<br />

2755 Innovation V0401 Total R&D expenses<br />

2756 Innovation V0402 Total R&D expenses in monetary terms i.e. currency as a percentage of total revenue<br />

2757 Innovation V0403 Total R&D expenses or funding of research to external partners, suppliers or academic research in<br />

monetary terms i.e. currency<br />

2758 Innovation V0403 Total R&D expenses or funding of research to external partners, suppliers or academic research in<br />

monetary terms i.e. currency<br />

2759 Innovation V0405 Number of patents registered within last 12 month<br />

2760 Innovation V0406 Percentage of patents registered within last 12 month in relation to total number of patents<br />

2761 Innovation V0407 Number of patents due to expire within next 12 month in relation to total number of patents<br />

2762 Innovation V0408 Percentage of patents due to expire within next 12 month in relation to total number of patents<br />

2763 Innovation V0412 Total investments in research on <strong>ESG</strong>-relevant aspects of business such as e.g. eco-design, ecoefficient<br />

production processes, decreasing impact on biodiversity, improving health and safety<br />

conditions of employees or supply chain partners, consulting on integration of <strong>ESG</strong> aspects in change<br />

management, development of products to exploit <strong>ESG</strong> opportunities etc. in monetary terms i.e.<br />

currency as a percentage of revenue<br />

2764 Innovation V0413 Percentage of products or services <strong>for</strong><br />

- increasing eco-efficiency of client applications or operations<br />

- developing and using clean technologies<br />

- offsetting climate change, carbon emissions , resource depletion<br />

- increasing fuel-efficiency<br />

- making <strong>ESG</strong>-relevant products operable<br />

(e.g. smart metering, green building technologies)<br />

- financing of <strong>ESG</strong>-relevant products or services<br />

2765 Waste Scope III E0601 Hazardous waste total in tonnes total<br />

2766 Waste Scope III E0606 Non-hazardous waste total in tonnes total<br />

2767 Radioactive Waste E0801 Low Level Waste (by definition of U.S. Atomic Energy Act) produced in tonnes p.a.<br />

2768 Radioactive Waste E0802 Intermediate Level Waste (by definition of U.S. Atomic Energy Act) produced in tonnes p.a.<br />

2769 Radioactive Waste E0803 High Level Waste (by definition of U.S. Atomic Energy Act) produced in kg p.a.<br />

2770 Radioactive Waste E0804 Transuranic Waste (by definition of U.S. Atomic Energy Act) produced in kg p.a.<br />

2771 Radioactive Waste E0805 Radioactive waste subjected to reprocessing by Waste Level (LLW,ILW,HLW,TRUW) in tonnes<br />

2772 Radioactive Waste E0806 Radioactive waste stored at company property by Waste Level (LLW, ILW, HLW, TRUW) in tonnes<br />

2773 Eco-Design E1308 Amount of hazardous / non biodegradable products (after use and if unused)<br />

2774 Production Shortfall E2301 Production shortfall caused by material supply constraints in percent (gap between actual production<br />

output and theoretical production output as optimal supply)<br />

2775 Production Shortfall E2302 Monetary impact of production shortfall caused by material supply constraints in monetary terms i.e.<br />

currency<br />

2776 Water Consumption E2801 Water consumption in m³<br />

2777 Environmental Compatibility E3301 Number of sites with ISO 14001 certification / number of total sites<br />

2778 Contributions to political<br />

parties<br />

G0101 Contributions to political parties as a percentage of total revenues<br />

2779 Product Withdrawals G0301 Number and amount of product withdrawn from market due to regulatory pressure<br />

2780 Health & Safety Aspects of<br />

Products<br />

S0501 Total spending on product safety corporate as a percentage of revenue corporate<br />

2781 Utilisation V1301 Capacity utilisation as a percentage of total available facilities<br />

2782 Supply Chain V2801 Total number of suppliers<br />

2783 Supply Chain V2802 Percentage of sourcing from 3 biggest external suppliers<br />

© <strong>DVFA</strong> April 2010 ALL RIGHTS RESERVED. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any <strong>for</strong>m or by any means, electronic,<br />

mechanical, recording, without the prior permission of the copyright holder.<br />

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