KPIs for ESG - DVFA
KPIs for ESG - DVFA
KPIs for ESG - DVFA
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8995 Nonequity Investment Instruments<br />
<strong>ESG</strong> KPI KPI-Label + Definition<br />
4593 Energy Efficiency E0101 Energy consumption, total<br />
4594 Energy Efficiency E0102 Energy consumption, specific (intensity); Options: per unit of<br />
revenue, per FTE, per unit of production volume (e.g. tonnes of steel)<br />
4595 GHG Emissions E0201 GHG emissions, total (scope I,II, III)<br />
4596 GHG Emissions E0202 GHG emissions, specific; Options: per unit of revenue, per<br />
FTE, per unit of production volume (e.g. tonnes of steel)<br />
4597 Staff Turnover S0101 Percentage of FTEs leaving p.a./total FTEs<br />
4598 Training & Qualification S0202 Average expenses on training per FTE p.a<br />
4599 Maturity of Work<strong>for</strong>ce S0301 Age structure/distribution (number of FTEs per age group, 10-year intervals)<br />
4600 Remuneration S0801 Total amount of bonuses, incentives and stock options paid out in €,$<br />
4601 Remuneration S0802 Total number of FTEs who receive 90 % of total amount of bonuses, incentives and stock options<br />
4602 Remuneration S0803 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) Do you take <strong>ESG</strong><br />
per<strong>for</strong>mance into account in your per<strong>for</strong>mance agreements? How do you integrate <strong>ESG</strong> principles<br />
within per<strong>for</strong>mance agreements in your company and to what extent do you apply them?<br />
4603 Litigation risks V0101 Expenses and fines on filings, law suits related to anti-competitive<br />
behavior, anti-trust and monopoly practices<br />
4604 Corruption V0201 Percentage of revenues in regions with Transparency International corruption index below 6.0<br />
4605 Revenues from new<br />
products<br />
V0302 Percentage of new products or modified products introduced less<br />
than 12 months ago<br />
4606 Innovation V0401 Total R&D expenses<br />
4607 Innovation V0403 Total R&D expenses or funding of research to external partners, suppliers or academic research in<br />
monetary terms i.e. currency<br />
4608 Innovation V0403 Total R&D expenses or funding of research to external partners, suppliers or academic research in<br />
monetary terms i.e. currency<br />
4609 Innovation V0409 Total investments in research on new risk in monetary terms i.e. currency<br />
4610 Innovation V0412 Total investments in research on <strong>ESG</strong>-relevant aspects of business such as e.g. eco-design, ecoefficient<br />
production processes, decreasing impact on biodiversity, improving health and safety<br />
conditions of employees or supply chain partners, consulting on integration of <strong>ESG</strong> aspects in change<br />
management, development of products to exploit <strong>ESG</strong> opportunities etc. in monetary terms i.e.<br />
currency as a percentage of revenue<br />
4611 Innovation V0413 Percentage of products or services <strong>for</strong><br />
- increasing eco-efficiency of client applications or operations<br />
- developing and using clean technologies<br />
- offsetting climate change, carbon emissions , resource depletion<br />
- increasing fuel-efficiency<br />
- making <strong>ESG</strong>-relevant products operable<br />
(e.g. smart metering, green building technologies)<br />
- financing of <strong>ESG</strong>-relevant products or services<br />
4612 AuM under <strong>ESG</strong> E1801 Value of AuM <strong>for</strong> clients in €, $ managed in accordance to <strong>ESG</strong>-criteria<br />
4613 AuM under <strong>ESG</strong> E1802 Value of own AuM in €, $ managed in accordance to <strong>ESG</strong>-criteria<br />
4614 Contributions to political<br />
parties<br />
G0101 Contributions to political parties as a percentage of total revenues<br />
4615 Dimensions of Pending Legal G0201<br />
Proceedings<br />
Amount in monetary terms i.e. currency in dispute from legal proceedings<br />
4616 Diversity S1001 Percentage of female employees in relation to total employees<br />
4617 Diversity S1002 Percentage of female FTEs in senior positions in relation to total FTEs in senior positions<br />
4618 Diversity S1003 Percentage of total FTEs from ethnic minority groups<br />
4619 Microfinance S1201 Direct investments in microfinance in monetary terms i.e. currency<br />
4620 Microfinance S1202 Indirect investments e.g. in microfinance funds and loans to MFIs<br />
4621 Demographic Change S1601 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) In many societies,<br />
demographic change can have several adverse effects on companies' business continuity. E.g. aging<br />
of a population may result in an aging work<strong>for</strong>ce while a continuously low birth rate may aggravate<br />
the problem through shortage of young employees to replace those employees retiring. What are the<br />
efffects of demographic change on your company and how do you seek to offset potentially adverse<br />
effects?<br />
4622 Customer Satisfaction V0601 Percentage of total customers surveyed comprising satisfied customers<br />
4623 Credit Portfolio, Investments V1503<br />
& Prop Trading<br />
Percentage of prop trading activities subjected to <strong>ESG</strong>-screening<br />
4624 Security Writedowns V1601 Amount of security writedowns depreciated or impaired as a percentage of total security writedowns<br />
in structured credit portfolios<br />
4625 Disclosure of Off-Balance V1801 Total value of off-balance sheet assets and liabilities incl. loan commitments, futures, <strong>for</strong>wards,<br />
Sheet Activities<br />
derivatives in monetary terms i.e. currency<br />
4626 Financial Instruments Held in V1901<br />
acc with <strong>ESG</strong>-Criteria<br />
Percentage of financial instruments, investment property held in accordance with <strong>ESG</strong>-criteria<br />
© <strong>DVFA</strong> April 2010 ALL RIGHTS RESERVED. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any <strong>for</strong>m or by any means, electronic,<br />
mechanical, recording, without the prior permission of the copyright holder.<br />
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