1779 Platinum & Precious Metals <strong>ESG</strong> KPI KPI-Label + Definition 787 Energy Efficiency E0101 Energy consumption, total 788 Energy Efficiency E0102 Energy consumption, specific (intensity); Options: per unit of revenue, per FTE, per unit of production volume (e.g. tonnes of steel) 789 GHG Emissions E0201 GHG emissions, total (scope I,II, III) 790 GHG Emissions E0202 GHG emissions, specific; Options: per unit of revenue, per FTE, per unit of production volume (e.g. tonnes of steel) 791 Staff Turnover S0101 Percentage of FTEs leaving p.a./total FTEs 792 Training & Qualification S0202 Average expenses on training per FTE p.a 793 Maturity of Work<strong>for</strong>ce S0301 Age structure/distribution (number of FTEs per age group, 10-year intervals) 794 Remuneration S0801 Total amount of bonuses, incentives and stock options paid out in €,$ 795 Remuneration S0802 Total number of FTEs who receive 90 % of total amount of bonuses, incentives and stock options 796 Remuneration S0803 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) Do you take <strong>ESG</strong> per<strong>for</strong>mance into account in your per<strong>for</strong>mance agreements? How do you integrate <strong>ESG</strong> principles within per<strong>for</strong>mance agreements in your company and to what extent do you apply them? 797 Litigation risks V0101 Expenses and fines on filings, law suits related to anti-competitive behavior, anti-trust and monopoly practices 798 Corruption V0201 Percentage of revenues in regions with Transparency International corruption index below 6.0 799 Innovation V0413 Percentage of products or services <strong>for</strong> - increasing eco-efficiency of client applications or operations - developing and using clean technologies - offsetting climate change, carbon emissions , resource depletion - increasing fuel-efficiency - making <strong>ESG</strong>-relevant products operable (e.g. smart metering, green building technologies) - financing of <strong>ESG</strong>-relevant products or services 800 Emissions to Air E0301 Total CO2,NOx, SOx, VOC emissions in million tonnes 801 Emissions to Air E0304 TOP 2 components of emissions to air by environmental importance (according to TRI; PRTR; and 802 Emissions to Air E0305 EPER) Rank 1 TOP 2 components of emissions to air by environmental importance (according to TRI; PRTR; and EPER) Rank 2 803 Emissions to Water E0309 TOP 2 components of emissions to water by environmental importance (according to TRI; PRTR; and EPER) Rank 1 804 Emissions to Water E0310 TOP 2 components of emissions to water by environmental importance (according to TRI; PRTR; and EPER) Rank 2 805 Waste Scope III E0601 Hazardous waste total in tonnes total 806 Waste Scope III E0606 Non-hazardous waste total in tonnes total 807 Waste Scope IV E0701 TOP 2 components of waste incl. emissions to soil by environmental importance (according to TRI; 808 Waste Scope IV E0702 PRTR; and EPER) Rank 1 TOP 2 components of waste incl. emissions to soil by environmental importance (according to TRI; PRTR; and EPER) Rank 2 809 Remediation E1201 Expenditure <strong>for</strong> remediation, reclamation and decommissioning total in monetary terms i.e. currency 810 Remediation E1203 Environmental spending <strong>for</strong> R&D, site rehabilitation and environmental monitoring total in monetary terms i.e. currency 811 Water Consumption E2801 Water consumption in m³ 812 Water Consumption E2802 Water (in m³) used per amount (e.g. in tonnes) of product manufactured 813 Water Consumption E2803 Groundwater consumption in m³ 814 Water Consumption E2804 Waste effluent water in cubic meters 815 Environmental Compatibility E3301 Number of sites with ISO 14001 certification / number of total sites 816 Fatalities & Injuries S0403 Total number of fatalities in relation to FTEs 817 Fatalities & Injuries S0404 Total number of injuries in relation to FTEs 818 Certification of Facilities S0704 Percentage of total facilities certificated according to ISO 9001, SA 8000 or OHSAS18001 standards 819 Maintenance & safety S0902 Total spendings in monetary terms i.e. currency on maintenance and safety of production sites, plants ect. 820 Restructuring-related S1101 Total cost of relocation in monetary terms i.e. currency incl. Indemnity, pay-off, outplacement, hiring, relocation of jobs training, consulting 821 Customer Retention V0501 Percentage of new customers in reported period in relation to total customers 822 Customer Retention V0503 Share of market by product, product line, segment, region or total 823 Customer Satisfaction V0601 Percentage of total customers surveyed comprising satisfied customers 824 Environmental CapEx V1202 CapEx allocation to investments on <strong>ESG</strong> relevant aspects of business such as e.g. eco-design, ecoefficient production processes, decreasing impact on biodiversity, improving health and safety conditions of employees or supply chain partners, consulting on integration of <strong>ESG</strong> aspects in change management, development of products to exploit <strong>ESG</strong> opportunities etc. of operations as a percentage of total CapEx 825 Utilisation V1301 Capacity utilisation as a percentage of total available facilities 826 Supply Chain V2801 Total number of suppliers © <strong>DVFA</strong> April 2010 ALL RIGHTS RESERVED. 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827 Supply Chain V2802 Percentage of sourcing from 3 biggest external suppliers 828 Supply Chain V2803 Turnover of suppliers in percent 829 Supply Chain V2804 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) How do you ensure that your suppliers adhere to a standard of <strong>ESG</strong> compliance similar to that of your company? 830 Supply Chain V2805 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) When assessing the per<strong>for</strong>mance of your procurement and purchasing functions: Do you incentivise your procurement management <strong>for</strong> the selection of <strong>ESG</strong>-per<strong>for</strong>ming suppliers even if you might have to carry a premium over less expensive suppliers? © <strong>DVFA</strong> April 2010 ALL RIGHTS RESERVED. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any <strong>for</strong>m or by any means, electronic, mechanical, recording, without the prior permission of the copyright holder. 44