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KPIs for ESG - DVFA

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1357 Specialty Chemicals<br />

<strong>ESG</strong> KPI KPI-Label + Definition<br />

318 Energy Efficiency E0101 Energy consumption, total<br />

319 Energy Efficiency E0102 Energy consumption, specific (intensity); Options: per unit of<br />

revenue, per FTE, per unit of production volume (e.g. tonnes of steel)<br />

320 GHG Emissions E0201 GHG emissions, total (scope I,II, III)<br />

321 GHG Emissions E0202 GHG emissions, specific; Options: per unit of revenue, per<br />

FTE, per unit of production volume (e.g. tonnes of steel)<br />

322 Staff Turnover S0101 Percentage of FTEs leaving p.a./total FTEs<br />

323 Training & Qualification S0202 Average expenses on training per FTE p.a<br />

324 Maturity of Work<strong>for</strong>ce S0301 Age structure/distribution (number of FTEs per age group, 10-year intervals)<br />

325 Remuneration S0801 Total amount of bonuses, incentives and stock options paid out in €,$<br />

326 Remuneration S0802 Total number of FTEs who receive 90 % of total amount of bonuses, incentives and stock options<br />

327 Remuneration S0803 Key Per<strong>for</strong>mance Narrative (Please answer the questions in max. 500 words) Do you take <strong>ESG</strong><br />

per<strong>for</strong>mance into account in your per<strong>for</strong>mance agreements? How do you integrate <strong>ESG</strong> principles<br />

within per<strong>for</strong>mance agreements in your company and to what extent do you apply them?<br />

328 Litigation risks V0101 Expenses and fines on filings, law suits related to anti-competitive<br />

behavior, anti-trust and monopoly practices<br />

329 Corruption V0201 Percentage of revenues in regions with Transparency International corruption index below 6.0<br />

330 Revenues from new<br />

products<br />

V0302 Percentage of new products or modified products introduced less<br />

than 12 months ago<br />

331 Innovation V0401 Total R&D expenses<br />

332 Innovation V0402 Total R&D expenses in monetary terms i.e. currency as a percentage of total revenue<br />

333 Innovation V0406 Percentage of patents registered within last 12 month in relation to total number of patents<br />

334 Innovation V0408 Percentage of patents due to expire within next 12 month in relation to total number of patents<br />

335 Innovation V0412 Total investments in research on <strong>ESG</strong>-relevant aspects of business such as e.g. eco-design, ecoefficient<br />

production processes, decreasing impact on biodiversity, improving health and safety<br />

conditions of employees or supply chain partners, consulting on integration of <strong>ESG</strong> aspects in change<br />

management, development of products to exploit <strong>ESG</strong> opportunities etc. in monetary terms i.e.<br />

currency as a percentage of revenue<br />

336 Innovation V0413 Percentage of products or services <strong>for</strong><br />

- increasing eco-efficiency of client applications or operations<br />

- developing and using clean technologies<br />

- offsetting climate change, carbon emissions , resource depletion<br />

- increasing fuel-efficiency<br />

- making <strong>ESG</strong>-relevant products operable<br />

(e.g. smart metering, green building technologies)<br />

- financing of <strong>ESG</strong>-relevant products or services<br />

337 Emissions to Air E0301 Total CO2,NOx, SOx, VOC emissions in million tonnes<br />

338 Emissions to Air E0304 TOP 2 components of emissions to air by environmental importance (according to TRI; PRTR; and<br />

339 Emissions to Air E0305<br />

EPER) Rank 1<br />

TOP 2 components of emissions to air by environmental importance (according to TRI; PRTR; and<br />

EPER) Rank 2<br />

340 Emissions to Water E0309 TOP 2 components of emissions to water by environmental importance (according to TRI; PRTR; and<br />

EPER) Rank 1<br />

341 Emissions to Water E0310 TOP 2 components of emissions to water by environmental importance (according to TRI; PRTR; and<br />

EPER) Rank 2<br />

342 Emissions to Water E0314 Emissions of organic substances to water in '000 metric tonnes/year<br />

343 Emissions to Water E0315 Emissions of Nitrogen to water in '000 metric tonnes/year<br />

344 Emissions to Water E0316 Emissions of heavy metal to water in '000 metric tonnes/year<br />

345 Emissions to Water E0317 Emissions of Sulfur Oxides to water in '000 metric tonnes/year<br />

346 Emissions to Water E0318 Emissions of Dust to water in '000 metric tonnes/year<br />

347 Waste Scope I E0401 Total waste in tonnes<br />

348 Waste Scope II E0501 Percentage of total waste which is recycled<br />

349 Waste Scope III E0601 Hazardous waste total in tonnes total<br />

350 Waste Scope III E0606 Non-hazardous waste total in tonnes total<br />

351 Waste Scope IV E0701 TOP 2 components of waste incl. emissions to soil by environmental importance (according to TRI;<br />

PRTR; and EPER) Rank 1<br />

352 Waste Scope IV E0702 TOP 2 components of waste incl. emissions to soil by environmental importance (according to TRI;<br />

PRTR; and EPER) Rank 2<br />

353 Water Consumption E2801 Water consumption in m³<br />

354 Water Consumption E2802 Water (in m³) used per amount (e.g. in tonnes) of product manufactured<br />

355 Water Consumption E2803 Groundwater consumption in m³<br />

356 Water Consumption E2804 Waste effluent water in cubic meters<br />

357 Contributions to political<br />

parties<br />

G0101 Contributions to political parties as a percentage of total revenues<br />

358 Fatalities & Injuries S0403 Total number of fatalities in relation to FTEs<br />

359 Fatalities & Injuries S0404 Total number of injuries in relation to FTEs<br />

© <strong>DVFA</strong> April 2010 ALL RIGHTS RESERVED. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any <strong>for</strong>m or by any means, electronic,<br />

mechanical, recording, without the prior permission of the copyright holder.<br />

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