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The Origin and Evolution of Mammals - Moodle

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2 THE ORIGIN AND EVOLUTION OF MAMMALS<br />

structure. If the definition <strong>of</strong> a mammal is based<br />

rigorously upon possession <strong>of</strong> all the characters <strong>of</strong><br />

living mammals, then some fossil forms that are<br />

extremely mammalian in anatomy, <strong>and</strong> by inference<br />

in their general biology, are excluded. If,<br />

on the other h<strong>and</strong>, a mammal is defined as an<br />

animal that possesses any <strong>of</strong> the modern mammal<br />

characters, then some extremely non-mammalian<br />

forms, primitive, sprawling-limbed, <strong>and</strong> no doubt<br />

scaly, ectothermic creatures must be included. If a<br />

compromise is sought by using certain selected living<br />

mammal characters as the basis <strong>of</strong> the definition, then<br />

it becomes an arbitrary decision as to exactly which<br />

characters are to be given defining status.<br />

After rather a lot <strong>of</strong> fruitless discussion during<br />

the last half-century about this issue generally, two<br />

alternative approaches emerged. Developing one <strong>of</strong><br />

Willi Hennig’s (1966) proposals in his original prescription<br />

for cladistics, Jefferies (1979) <strong>and</strong> Ax<br />

(1987) proposed distinguishing a ‘crown’ group for<br />

the living members <strong>of</strong> a taxon from a ‘stem’ group<br />

for all the more basal fossil forms possessing some<br />

but not all the characters <strong>of</strong> the crown group. Rowe<br />

(1988, 1993) adopted this solution <strong>and</strong> formally<br />

defined the taxon Mammalia as those organisms<br />

possessing, or presumed to have possessed, all the<br />

characters <strong>of</strong> living mammals. All those fossil<br />

groups that possess at least one, but less than all <strong>of</strong><br />

the characters <strong>of</strong> living mammals can be referred<br />

to as stem-group Mammalia, a paraphyletic, but<br />

informally recognisable taxon.<br />

Developments <strong>of</strong> both technology <strong>and</strong> fashion in<br />

systematics have since overtaken the simple concept<br />

<strong>of</strong> crown versus stem groups based respectively<br />

on all, or less than all the defining characters<br />

(Benton 2000). <strong>The</strong> ability <strong>of</strong> computer programs<br />

such as PAUP to h<strong>and</strong>le vastly more amounts<br />

<strong>of</strong> information has led to computer-generated<br />

cladograms involving large numbers <strong>of</strong> taxa <strong>and</strong><br />

characters. Even in the maximally parsimonious<br />

cladogram, many <strong>of</strong> the characters are inevitably<br />

homoplasic, occurring independently in different<br />

groups. <strong>The</strong>refore, it is impossible to read from the<br />

cladogram simple lists <strong>of</strong> characters that define the<br />

various contained groups. How much more so is<br />

this true <strong>of</strong> phylogenetic trees based on molecular<br />

sequence data, which can involve computation <strong>of</strong><br />

several thous<strong>and</strong> nucleotides? <strong>The</strong> formal creation<br />

<strong>of</strong> taxon definitions has therefore shifted from definitions<br />

based on lists <strong>of</strong> characters, to labelling<br />

nodes in the cladogram: a taxon is defined as the<br />

clade that includes the common ancestor <strong>of</strong> subgroups<br />

X <strong>and</strong> Y. <strong>The</strong> evidence for the existence <strong>of</strong><br />

a clade so defined is that it occurs in the bestsupported<br />

cladogram. In this rarified sense,<br />

Mammalia is the clade that includes the common<br />

ancestor <strong>of</strong> monotremes, marsupials, <strong>and</strong> placentals.<br />

<strong>The</strong> shift in fashion that has simultaneously affected<br />

the naming <strong>of</strong> groups, whether character- or nodebased,<br />

is a reluctance to accept the vagueness <strong>of</strong><br />

paraphyletic stem groups, but as far as reasonable<br />

to name every monophyletic group in it. Thus<br />

Rowe (1988, 1993) introduced the formal names<br />

Mammaliamorpha <strong>and</strong> Mammaliaformes at two <strong>of</strong><br />

the nodes on the stem lineage below Mammalia, <strong>and</strong><br />

two more above it, <strong>The</strong>riomorpha, <strong>The</strong>riiformes,<br />

before the node <strong>The</strong>ria that represents the common<br />

ancestor <strong>of</strong> marsupials <strong>and</strong> placentals.<br />

An altogether different perspective on defining<br />

Mammalia is based on traditional palaeobiological<br />

practice (e.g. Simpson 1960; Kemp 1982). An arbitrary<br />

decision is made about which characters to<br />

select as defining characters, <strong>and</strong> therefore which<br />

particular node on the stem lineage to label<br />

Mammalia. Characters deemed appropriate are<br />

those reflecting the evolution <strong>of</strong> the fundamental<br />

mammalian biology. <strong>The</strong> essence <strong>of</strong> mammalian life<br />

is to be found in their endothermic temperature<br />

physiology, greatly enlarged brain, dentition capable<br />

<strong>of</strong> chewing food, highly agile, energetic locomotion,<br />

<strong>and</strong> so on. <strong>The</strong> organisms that achieved<br />

this grade <strong>of</strong> overall organisation are deemed to be<br />

Mammalia, <strong>and</strong> consequently those characters that<br />

they possess are the defining characters <strong>of</strong> the<br />

group. In this view, missing an odd few refinements<br />

such as, free ear ossicles or the details <strong>of</strong> the<br />

ankle joint is insufficient justification for denying<br />

mammalian status to a fossil that is otherwise mammalian<br />

in structure. Around the end <strong>of</strong> the Triassic<br />

Period, about 205 Ma, a number <strong>of</strong> fossils are found<br />

<strong>of</strong> very small animals that have the great majority<br />

<strong>of</strong> the skeletal characters <strong>of</strong> modern mammals. <strong>The</strong><br />

brain is enlarged <strong>and</strong> the postcranial skeleton differs<br />

from that <strong>of</strong> a modern mammal only in a few<br />

minor details. <strong>The</strong>ir novel feature is the jaw mechanism.<br />

<strong>The</strong> dentition is fully differentiated with

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