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ombudsman-annual-report15-16
ombudsman-annual-report15-16
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PIDs received<br />
The overall number of internal PIDs remains<br />
steady, however the number of agencies<br />
receiving PIDs has increased. 9 A total of 612<br />
PIDs were made during the financial year, with<br />
69 of 175 agencies receiving one or more 10 .<br />
Most PIDs were made in large agencies 11 ,<br />
with only 16 per cent of PIDs made in<br />
agencies with fewer than 1000 employees 12 .<br />
Nevertheless small agencies are receiving PIDs,<br />
albeit in smaller numbers. Almost a quarter<br />
of agencies which received a PID had fewer<br />
than 250 staff. In addition, non-APS agencies<br />
are receiving a significant proportion of PIDs.<br />
Over 30 per cent of PIDs were made in agencies<br />
whose employees are predominantly employed<br />
otherwise than under the Public Service Act<br />
1999 or Parliamentary Service Act 1999.<br />
Section 76(2) of the Act requires the<br />
Ombudsman to report certain information<br />
about each agency. Table 13 sets out the<br />
number of PIDs received and the types of<br />
disclosable conduct by agency. Table 14<br />
lists the agencies which did not receive any<br />
PIDs. The office notes that the number of<br />
PIDs reported by agencies at the end of the<br />
financial year was greater than the number of<br />
notifications of allocation decisions received by<br />
the Ombudsman throughout the year, pursuant<br />
to s 44 of the Act. A possible reasons for the<br />
discrepancy may be agencies’ failure to notify<br />
the Ombudsman of all PIDs received. The<br />
number of PIDs relates to ‘untested’ information<br />
assessed as showing possible ‘disclosable<br />
conduct’, and which is further considered in an<br />
investigation phase. It is also noted that a PID<br />
may concern more than one type of disclosable<br />
conduct.<br />
Of the 612 PIDs reported, agencies identified<br />
707 kinds of disclosable conduct. As shown<br />
in Table 11, the largest group (33 per cent)<br />
9 An internal PID is made when a public official discloses to<br />
an authorised internal recipient information which tends<br />
to show, or which the discloser believes on reasonable<br />
grounds tends to show, disclosable conduct (s 26).<br />
10 This figure includes the Ombudsman, IGIS and a<br />
consolidated response from the six intelligence agencies.<br />
By comparison, 639 PIDs were reported in FY 2014–15,<br />
with 58 of 185 agencies receiving one or more PIDs.<br />
11 84 per cent of PIDs were made within 31 agencies with<br />
1000 or more employees.<br />
12 16 per cent of PIDs were made within 38 agencies with<br />
less than 1000 employees.<br />
concerned conduct that could amount to a<br />
contravention of a law of the Commonwealth,<br />
state or territory. This is a broad category that<br />
can incorporate wrongdoing in other categories,<br />
including maladministration or a breach of the<br />
APS Code of Conduct or Public Governance,<br />
Performance and Accountability Act 2013. It may<br />
include relatively minor conduct, including<br />
employment-related grievances, which would<br />
not usually be considered criminal behaviour.<br />
The other common categories of alleged<br />
misconduct were actions which, if proven,<br />
could result in disciplinary action (24 per cent)<br />
and maladministration (19 per cent).<br />
Table 11:<br />
Kinds of disclosable conduct<br />
Kinds of disclosable conduct<br />
Contravention of a law of<br />
the Commonwealth, state<br />
or territory<br />
Conduct that may result in<br />
disciplinary action<br />
Number of<br />
instances<br />
(%)<br />
232 (33%)<br />
170 (24%)<br />
Maladministration 137 (19%)<br />
Wastage of Commonwealth<br />
resources (including money<br />
and property)<br />
Conduct that results in, or that<br />
increases, the risk of danger to<br />
the health or safety of one or<br />
more persons<br />
Conduct engaged in for the<br />
purpose of corruption<br />
45 (6%)<br />
36 (5%)<br />
25 (4%)<br />
Abuse of public office 21 (3%)<br />
Perversion of the course<br />
of justice<br />
16 (2%)<br />
Abuse of public trust 14 (2%)<br />
Other (conduct in a foreign<br />
country that contravenes a<br />
law; fabrication, falsification,<br />
plagiarism or deception in<br />
relation to scientific research;<br />
and conduct that endangers,<br />
or risks endangering the<br />
environment)<br />
11 (2%)<br />
Total 707 (100%)<br />
PART 4—WHAT WE DO<br />
20<strong>15–16</strong> | COMMONWEALTH OMBUDSMAN ANNUAL REPORT | 73