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Spectral Theory in Hilbert Space

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13. FIRST ORDER SYSTEMS 97<br />

a non-zero u ∈ ˜ P such that B(u, P) = 0. But then B is positive<br />

def<strong>in</strong>ite on the l<strong>in</strong>ear hull of u and P, s<strong>in</strong>ce B(αu + βv, αu + βv) =<br />

|α| 2 B(u, u)+|β| 2 B(v, v) for any v ∈ P. This contradicts the maximality<br />

of P as a positive def<strong>in</strong>ite space. From the standard fact dim ˜ P =<br />

dim BP ( ˜ P) + dim{u ∈ ˜ P | BP u = 0} now follows that dim ˜ P ≤ dim P.<br />

By symmetry all maximal positive def<strong>in</strong>ite subspaces for B have the<br />

same dimension. Similarly, all maximal negative def<strong>in</strong>ite spaces for B<br />

have the same dimension. <br />

If P is any maximal positive def<strong>in</strong>ite subspace, and N any maximal<br />

negative def<strong>in</strong>ite subspace, for B, we set r+ = dim P and r− = dim N .<br />

The pair (r+, r−) is called the signature of the form B.<br />

Proposition 13.11. Suppose P and N are maximal as positive<br />

and negative def<strong>in</strong>ite subspaces for a Hermitian form B of f<strong>in</strong>ite rank.<br />

Then P ∩ N = {0}, the direct sum P ˙+N is a maximal non-degenerate<br />

space for B, and rank B = r+ + r−.<br />

Proof. Clearly B can not be both positive and negative on the<br />

same vector u, so P ∩M = {0}. B is obviously (check!) non-degenerate<br />

on P ˙+N , and if P ˙+N is not maximal there exists u /∈ P ˙+N such that<br />

B is non-degenerate on the l<strong>in</strong>ear hull M of u and P ˙+N . We may<br />

assume B(u, P ˙+N ) = 0, s<strong>in</strong>ce otherwise we can subtract from u its Bprojection<br />

on P ˙+N . We cannot have B(u, u) = 0 s<strong>in</strong>ce B would then<br />

be degenerate on M. But if B(u, u) > 0, then B would be positive<br />

def<strong>in</strong>ite on the l<strong>in</strong>ear hull of u and P, contradict<strong>in</strong>g the maximality<br />

of P. Similarly, if B(u, u) < 0 we would get a contradiction to the<br />

maximality of N . Therefore P ˙+N is maximal non-degenerate so that<br />

r+ + r− = rank B. <br />

Two Hermitian forms Ba and Bb of f<strong>in</strong>ite rank are said to be <strong>in</strong>dependent<br />

if each has a maximal non-degenerate space Ma respectively<br />

Mb such that Ba(Mb, L) = Bb(Ma, L) = 0. It is then clear that<br />

Ma ∩ Mb = {0} and that Ma ˙+Mb is maximal non-degenerate for<br />

Bb − Ba. If (r a +, r a −) and (r b +, r b −) are the signatures of Ba and Bb respectively<br />

it follows that (r b + + r a −, r b − + r a +) is the signature of Bb − Ba.<br />

Now consider (13.3) and suppose I = (a, b). If u1 = (u1, v1) and<br />

u2 = (u2, v2) ∈ T1 then −iu ∗ 2Ju1 has a limit both <strong>in</strong> a and b by (13.3).<br />

We denote these limits Ba(u1, u2) and Bb(u1, u2) respectively and call<br />

them the boundary forms at a and b respectively. Clearly Ba and Bb are<br />

Hermitian forms on T1. Be<strong>in</strong>g limits of forms of rank n they both have<br />

ranks ≤ n (Exercise 13.6). They are also <strong>in</strong>dependent. This follows<br />

from the next lemma.<br />

Lemma 13.12. Suppose (u, v) ∈ T1. Then there exists (u1, v1) <strong>in</strong><br />

T1 such that (u1, v1) = (u, v) <strong>in</strong> a right neighborhood of a and (u1, v1)<br />

vanishes <strong>in</strong> a left neighborhood of b.

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