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Spectral Theory in Hilbert Space

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2. UNIQUENESS THEOREMS 87<br />

hand, the equation with q = 0 has a Weyl solution on [0, ∞), so that<br />

<strong>in</strong> fact this value of ℓ gives a po<strong>in</strong>t which is <strong>in</strong> all K(c). This may of<br />

course also be verified directly (do it!). The proof is now complete. <br />

2. Uniqueness theorems<br />

Given q, b, and the boundary conditions, one may <strong>in</strong> pr<strong>in</strong>ciple determ<strong>in</strong>e<br />

m and thus dρ. We will take as our basic <strong>in</strong>verse problem to<br />

determ<strong>in</strong>e q (and possibly b and the boundary conditions) when dρ is<br />

given. Around 1950 Gelfand and Levitan [9] gave a rather complete<br />

solution to this problem. Their solution <strong>in</strong>cludes uniqueness, i.e., a<br />

proof that different boundary value problems can not yield the same<br />

spectral measure, reconstruction, i.e., a method (an <strong>in</strong>tegral equation)<br />

whereby one, at least <strong>in</strong> pr<strong>in</strong>ciple, can determ<strong>in</strong>e q from the spectral<br />

measure, and characterization, i.e., a description of those measures<br />

that are spectral measures for some equation.<br />

To discuss the full Gelfand-Levitan theory here would take us too<br />

far afield. Instead we will conf<strong>in</strong>e ourselves to the problem of uniqueness,<br />

i.e., to show that two different operators can not have the same<br />

spectral measure. This problem was solved <strong>in</strong>dependently by Borg [8]<br />

and Marčenko [10] just before the Gelfand-Levitan theory appeared.<br />

To state the theorem we <strong>in</strong>troduce, <strong>in</strong> addition to the operator T , another<br />

similar operator ˜ T , correspond<strong>in</strong>g to a boundary condition of the<br />

form (12.2), but with an angle ˜α ∈ [0, π), an <strong>in</strong>terval [0, ˜ b), a potential<br />

˜q and, if needed, a boundary condition at ˜ b. Let the correspond<strong>in</strong>g<br />

spectral measure be d˜ρ.<br />

Theorem 12.4 (Borg-Marčenko). If dρ = d˜ρ, then ˜ T = T , i.e.,<br />

˜α = α, ˜ b = b and ˜q = q.<br />

A few years ago Barry Simon [11] proved a ‘local’ version of this<br />

uniqueness theorem. This was a product of a new strategy developed by<br />

Simon for obta<strong>in</strong><strong>in</strong>g the results of Gelfand and Levitan. I will give my<br />

own proof [6], which is quite elementary and does not use the mach<strong>in</strong>ery<br />

of Simon. We will use the same idea to prove Theorem 12.4.<br />

In order to state Simon’s theorem, one should first note that know<strong>in</strong>g<br />

m is essentially equivalent to know<strong>in</strong>g dρ, at least if the boundary<br />

condition (12.2) is known. Know<strong>in</strong>g m one can <strong>in</strong> fact f<strong>in</strong>d dρ<br />

via the Stieltjes <strong>in</strong>version formula, and know<strong>in</strong>g dρ one may calculate<br />

the <strong>in</strong>tegral <strong>in</strong> the representation of m. By Theorem 12.2 we always<br />

have B = 0, and A may be determ<strong>in</strong>ed (if α = 0) s<strong>in</strong>ce we also have<br />

m(iν) → cot α as ν → ±∞. We denote the m-functions associated<br />

with T and ˜ T by m and ˜m respectively. Then Simon’s theorem is the<br />

follow<strong>in</strong>g.<br />

Theorem 12.5 (Simon). Suppose that 0 < a ≤ m<strong>in</strong>(b, ˜ b). Then<br />

α = ˜α and q = ˜q a.e. on (0, a) if (m(λ) − ˜m(λ))e 2(a−ε) Re √ −λ → 0 for

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