Advisory Committee on Tax Exempt and Government Entities (ACT ...

PROTECTING PLAN BENEFITS:IMPROVING GOVERNMENTAL DEFINED CONTRIBUTION PLAN COMPLIANCE• an accounting firm• an actuarial or retirement plan administration firm• a financial services provider• a consulting firm• A third party administrator• Other (specify):2. Does your firm offer a “401(a) specimen” Defined Contribution Plan?• Yes• No3. If the answer to Item 3 is yes, what type of 401(a) Defined Contribution Plandoes your firm offer?• Money Purchase Pension• Profit-Sharing• Both• Other (Specify):4. If the answer to Item 3 is yes does your firm (answer all that apply):• Update the specimen document based on legislative changes• Inform the employers that they are responsible for future amendments/compliance • Notify employers when a legislative change is made that they must updatedocument, forms, etc.5. Do your clients often utilize “Pre-approved Plans” (Prototype Plans) to adopt agovernmental 401(a) plan?• Yes• No6. Do your clients often utilize “Pre-approved Plans” (Prototype Plans) and:ADVISORY COMMITTEE ON TAX EXEMPT AND GOVERNMENT ENTITIES (ACT) June 11, 2008 30