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Essentials of Computational Chemistry

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5.6 GENERAL PERFORMANCE OVERVIEW OF BASIC NDDO MODELS 149<br />

approach, the fragments are larger and N is smaller than the total number <strong>of</strong> atoms. Over<br />

583 neutral, closed-shell molecules, Repasky, Chandrasekhar, and Jorgensen found that<br />

the mean unsigned errors from MNDO, AM1, and PM3 were reduced from 8.2, 6.6, and<br />

4.2 kcal mol −1 , respectively, to 3.0, 2.3, and 2.2 kcal mol −1 , respectively, when bond/group<br />

equivalents were used in place <strong>of</strong> atoms as the fundamental fragments.<br />

5.6.1.2 Other energetic quantities<br />

Another energetic quantity <strong>of</strong> some interest is the ionization potential (IP). Recall that in<br />

HF theory, the eigenvalue associated with each MO is the energy <strong>of</strong> an electron in that<br />

MO. Thus, a good estimate <strong>of</strong> the negative <strong>of</strong> the IP is the energy <strong>of</strong> the highest occupied<br />

MO – this simple approximation is one result from a more general statement known<br />

as Koopmans’ theorem (Koopmans, 1933; this was Koopmans’ only independent paper in<br />

theoretical physics/chemistry–immediately thereafter he turned his attention to economics<br />

and went on to win the 1975 Nobel Prize in that field). Employing this approximation, all<br />

<strong>of</strong> the semiempirical methods do reasonably well in predicting IPs for organic molecules.<br />

On a test set <strong>of</strong> 207 molecules containing H, C, N, O, F, Al, S, P, Cl, Br, and I, the average<br />

error in predicted IP for MNDO, AM1, and PM3 is 0.7, 0.6, and 0.5 eV, respectively. For<br />

purely inorganic compounds, PM3 shows essentially unchanged performance, while MNDO<br />

and AM1 have errors increased by a few tenths <strong>of</strong> an electron volt.<br />

With respect to the energetics associated with conformational changes and reactions, a few<br />

general comments can be made. MNDO has some well-known shortcomings; steric crowding<br />

tends to be too strongly disfavored and small ring compounds are predicted to be too stable.<br />

The former problem leads to unrealistically high heats <strong>of</strong> formation for sterically congested<br />

molecules (e.g., neopentane) and similarly too high heats <strong>of</strong> activation for reactions characterized<br />

by crowded TS structures. For the most part, these problems are corrected in AM1<br />

and PM3 through use <strong>of</strong> Eq. (5.16) to modify the non-bonded interactions. Nevertheless,<br />

activation enthalpies are still more likely to be too high than too low for the semiempirical<br />

methods because electron correlation energy tends to be more important in TS structures<br />

than in minima (see also Table 8.3), and since correlation energy is introduced in only an<br />

average way by parameterization <strong>of</strong> the semiempirical HF equations, it cannot distinguish<br />

well between the two kinds <strong>of</strong> structures.<br />

For intermolecular interactions that are weak in nature, e.g., those arising from London<br />

forces (dispersion) or hydrogen bonding, semiempirical methods are in general unreliable.<br />

Dispersion is an electron correlation phenomenon, so it is not surprising that HF-based<br />

semiempirical models fail to make accurate predictions. As for hydrogen bonding, one <strong>of</strong><br />

the primary motivations for moving from MNDO to AM1 was to correct for the very weak<br />

hydrogen bond interactions predicted by the former. Much <strong>of</strong> the focus in the parameterization<br />

efforts <strong>of</strong> AM1 and PM3 was on reproducing the enthalpy <strong>of</strong> interaction <strong>of</strong> the<br />

water dimer, and both methods do better in matching the experimental value <strong>of</strong> 3.6 kcal<br />

mol −1 than does MNDO. However, detailed analyses <strong>of</strong> hydrogen bonding in many different<br />

systems have indicated that in most instances the interaction energies are systematically too<br />

small by up to 50 percent and that the basic NDDO methods are generally not well suited<br />

to the characterization <strong>of</strong> hydrogen bonded systems (Dannenberg 1997). Bernal-Uruchurtu

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