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Essentials of Computational Chemistry

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6.4 GENERAL PERFORMANCE OVERVIEW OF AB INITIO HF THEORY 195<br />

example, Maksic and Vianello 2002). In practice, the cancellation can be remarkably good;<br />

Koopmans’ theorem IPs are <strong>of</strong>ten within 0.3 eV or so <strong>of</strong> experiment provided basis sets <strong>of</strong><br />

polarized valence-double-ζ quality or better are used in the HF calculation. However, this<br />

favorable cancellation begins to break down if IPs are computed for orbitals other then the<br />

HOMO. As more tightly held electrons are ionized, particularly core electrons, the relaxation<br />

effects are much larger than the correlation effects, and Koopmans’ approximation should<br />

not be used.<br />

Koopmans’ theorem can be formally applied to electron affinities (EAs) as well, i.e., the<br />

EA can be taken to be the negative <strong>of</strong> the orbital energy <strong>of</strong> the lowest unoccupied (virtual)<br />

orbital. Here, however, relaxation effects and correlation effects both favor the radical anion,<br />

so rather than canceling, the errors are additive, and Koopmans’ theorem estimates will<br />

almost always underestimate the EA. It is thus generally a better idea to compute EAs from<br />

a SCF approach whenever possible.<br />

A key point meriting discussion is the use <strong>of</strong> HF theory to model systems where two<br />

or more molecules are in contact, held together by non-bonded interactions. Such interactions<br />

in actual physical systems include electrostatic interactions between permanent and<br />

induced charge distributions, dispersion, and hydrogen bonding (the latter includes both <strong>of</strong><br />

the prior two in addition to some possible degree <strong>of</strong> covalent interaction). It is important<br />

to note that HF theory is formally incapable <strong>of</strong> modeling dispersion, because this<br />

phenomenon is entirely a consequence <strong>of</strong> electron correlation, for which HF theory fails to<br />

account. Nevertheless, bimolecular interaction energies are <strong>of</strong>ten reasonably well predicted<br />

by HF theory, particularly with basis sets like 6-31G(d) and others <strong>of</strong> similar size. As<br />

might be expected based on preceding discussion, this again reflects a cancellation <strong>of</strong><br />

errors.<br />

Clearly, failure to account for dispersion would be expected to strongly reduce intermolecular<br />

interactions, so the remaining errors must be in the direction <strong>of</strong> overbinding. In<br />

this instance, there are two chief contributors to overbinding. The first is that, as noted in<br />

Section 6.4.3, HF charge distributions tend to be overpolarized, which gives rise to electrostatic<br />

interactions that are somewhat too large. The second effect is more technical in nature,<br />

and is referred to as ‘basis set superposition error’ (BSSE). If we consider a bimolecular<br />

interaction, the HF interaction energy can be trivially defined as<br />

Ebind = E a∪b<br />

HF (AžB) − E a HF (A) − Eb HF (B) (6.12)<br />

where a and b are the basis functions associated with molecules A and B, respectively.<br />

Note that if a and b are not both infinite basis sets, then there are more basis functions<br />

employed in the calculation <strong>of</strong> the complex than in either <strong>of</strong> the monomers. The greater<br />

flexibility <strong>of</strong> the basis set for the complex can provide an artifactual lowering <strong>of</strong> the energy<br />

when one <strong>of</strong> the monomers ‘borrows’ basis functions <strong>of</strong> the other to improve its own wave<br />

function.<br />

One method proposed to correct for this phenomenon is the so-called counterpoise (CP)<br />

correction. Although some variations exist, one popular approach defines the CP corrected

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