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Essentials of Computational Chemistry

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234 7 INCLUDING ELECTRON CORRELATION IN MO THEORY<br />

Ins<strong>of</strong>ar as CASPT2 uses a multiconfigurational reference, one might expect it to be less<br />

prone than MP2 to instability. This is entirely true, so long as the MCSCF reference is<br />

adequate. If the MCSCF has converged to a spurious solution, perturbation theory is <strong>of</strong>ten<br />

successful in identifying this because a very large contribution from one or more excitations<br />

will be observed. Alternatively, if the MCSCF failed to include one or more critical orbitals,<br />

again, large contributions will be obtained for corresponding excitations. From a formal<br />

standpoint, it is better to include those orbitals in the active space than it is to rely on<br />

CASPT2 to correct for both dynamical and non-dynamical behavior, even though in some<br />

instances it seems the latter approach can give good results.<br />

An alternative way to account for multiconfigurational character in the singlet is to<br />

generate it using SF-CIS(D) from the triplet reference. Slipchenko and Krylov (2002) have<br />

done this for p-benzyne using the 6-31G(d) basis set and computed a S−T splitting <strong>of</strong><br />

−2.2 kcal mol −1 . The SF-CIS(D) model is thus nearly as accurate as those including estimates<br />

for triple excitations even though it is substantially less computationally expensive.<br />

A separate issue that can contribute to instability in correlated calculations is spin contamination.<br />

As noted in Chapter 6, spin contamination refers to the inclusion in the wave function<br />

<strong>of</strong> contributions from states <strong>of</strong> higher spin that mix in when unrestricted methods permit<br />

α and β spin orbitals to localize in different regions <strong>of</strong> space. As a rough rule, the sensitivity<br />

<strong>of</strong> different methods to spin contamination is about what it is to multiconfigurational<br />

character: MPn methods are to be avoided and inclusion <strong>of</strong> triples in CCSD or QCISD (or<br />

BD) is important. So-called projected MPn methods attempt to correct for spin contamination<br />

after the fact by projecting out states <strong>of</strong> higher spin from the correlated wave function<br />

(see Appendix B), and these methods tend to be helpful in cases where spin contamination<br />

is relatively small, say no more than 10% (Chen and Schlegel 1994). Unfortunately,<br />

analytic gradients are not available for spin-projected methods, so they must be applied to<br />

geometries the optimization <strong>of</strong> which may have taken place at a considerably less reliable<br />

level.<br />

An issue related to spin contamination is so-called Hartree–Fock instability. Various wave<br />

functions can exhibit different kinds <strong>of</strong> instabilities, <strong>of</strong>ten, but not always, associated with<br />

trying to describe a multiconfigurational system with a single-determinant approach. Thus, for<br />

instance, RHF solutions may be unstable with respect to breaking the identical character <strong>of</strong><br />

the α and β orbitals – a so-called RHF → UHF instability (the UHF singlet wave function is<br />

usually highly contaminated with triplet character after reoptimization). UHF wave functions<br />

for symmetric systems can also be unstable, in this case with respect to spatial symmetry<br />

breaking <strong>of</strong> the individual orbitals. The MOs, if allowed to relax, fail to fall into the irreps<br />

<strong>of</strong> the molecular point group, adopting instead lower symmetry shapes even if the molecular<br />

framework is held fixed so as to continue to belong to the higher symmetry point group.<br />

Such instability tends to be associated with systems having delocalized spin – the allyl<br />

radical is a classical example. All <strong>of</strong> these cases prove very problematic for perturbation<br />

theory, but are handled with somewhat greater success by other correlated methods. In<br />

certain very highly symmetric systems, the wave function can also be unstable to using<br />

complex instead <strong>of</strong> real MOs, but this situation is rare. Most modern electronic-structure<br />

programs allow one to check the stability <strong>of</strong> the HF wave function with respect to these

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