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Essentials of Computational Chemistry

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448 12 EXPLICIT MODELS FOR CONDENSED PHASES<br />

principle, every MD step should involve taking a phase point, computing the energy and the<br />

gradients for that point given the nuclear positions, and propagating a short time step prior<br />

to repeating this process. This formalism is extremely time-consuming. Car and Parrinello<br />

showed, however, that one does not need to fully converge the KS wave function at every<br />

step. Instead, the KS MO coefficients are treated as dynamical variables. That is, they are<br />

assigned a fictitious mass and have their ‘coordinates’ added to the usual 3N positional<br />

dimensions <strong>of</strong> phase space. By careful choice <strong>of</strong> the masses for the electronic degrees <strong>of</strong><br />

freedom, and the time steps for the electronic and nuclear movements, it is possible to<br />

obtain a relevant MD sampling <strong>of</strong> phase space in favorable systems. To further increase<br />

speed, the method usually uses a plane-wave basis set, which is ideally suited to the periodic<br />

boundary conditions usually imposed in a condensed-phase simulation and allows fast Fourier<br />

transform methods to facilitate solution <strong>of</strong> the SCF equations.<br />

The obvious advantage <strong>of</strong> a fully QM solvent representation is that intimate solvent participation<br />

in reactions, say as a proton donor or acceptor, or simply a charge-transfer partner<br />

with the solute, is handled entirely naturally. With improved DFT functionals and everincreasing<br />

computer speeds, this method holds great promise for the future, although it is<br />

still sufficiently time-consuming that present day applications remain somewhat limited.<br />

12.5 Relative Merits <strong>of</strong> Explicit and Implicit Solvent Models<br />

The fundamental difference between the explicit and implicit solvent models is not that one<br />

has solvent and the other does not. Rather, the difference is that the implicit model employs<br />

a homogeneous medium to represent the solvent where the explicit model uses atomistically<br />

represented molecules. While the latter choice is clearly the more physically realistic, the<br />

practical limitations imposed by explicit representation dictate that it is not necessarily the<br />

best choice for a given problem <strong>of</strong> interest. This section compares and contrasts the relative<br />

strengths and weaknesses <strong>of</strong> the two models, including some illustrative applications.<br />

12.5.1 Analysis <strong>of</strong> Solvation Shell Structure and Energetics<br />

A reaction that has received a substantial amount <strong>of</strong> study using a variety <strong>of</strong> alternative<br />

solvent (and solute) models is the Claisen rearrangement, a [3,3] sigmatropic shift that<br />

converts an allyl vinyl ether into a γ ,δ-unsaturated aldehyde (Figure 11.5). The motivation<br />

for its study has been two-fold. First, the conversion <strong>of</strong> chorismate to prephenate,<br />

which is the first committed step in the biosynthesis <strong>of</strong> aromatic amino acids in plants,<br />

involves an enzyme-catalyzed Claisen rearrangement. Secondly, although pericyclic reactions<br />

are conventionally thought <strong>of</strong> as being relatively insensitive to solvent effects, the rate<br />

acceleration for rearrangement <strong>of</strong> the parent allyl vinyl ether comparing the gas phase to<br />

aqueous solution has been estimated to be on the order <strong>of</strong> 1000-fold. How does aqueous<br />

solvation effect this large rate acceleration?<br />

Storer et al. (1994) employed a SMx GB continuum solvent model to investigate this<br />

question. Because <strong>of</strong> the efficiency <strong>of</strong> the continuum model, they were able to examine<br />

various levels <strong>of</strong> electronic-structure theory in assessing the influence <strong>of</strong> aqueous solvation

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