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Volume 6 – Geotechnical Manual, Site Investigation and Engineering ...

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Chapter 5 BEARING CAPACITY THEORY<br />

5.1.2 Factors of Safety<br />

The net allowable bearing pressure of a shallow foundation resting on soils is obtained by applying<br />

a factor of safety to the net ultimate bearing capacity i.e.<br />

q u = q ult<br />

F<br />

(5.2)<br />

where<br />

q ult = ultimate net bearing capacity<br />

q u = allowable bearing capacity<br />

F = Factor of safety<br />

The net ultimate bearing capacity should be taken as (q u <strong>–</strong> γ D f ) where D f is the depth of soil<br />

above the base of the foundation <strong>and</strong> γ is the bulk unit weight of the soil. The selection of the<br />

appropriate factor of safety should consider factors such as:<br />

(a) The frequency <strong>and</strong> likelihood of the applied loads (including different combination of dead<br />

load <strong>and</strong> live loads) reaching the maximum design level.<br />

(b) Soil variability, e.g. soil profiles <strong>and</strong> shear strength parameters. The ground investigation<br />

helps increase the reliability of the site characterization.<br />

(c) The importance of the structures <strong>and</strong> the consequences of their failures.<br />

In general, the minimum required factor of safety against bearing failure of a shallow foundation is<br />

in the range of 2.5 to 3.5. For most applications, a minimum factor of safety of 3.0 is adequate.<br />

Although the factor of safety is applied to the bearing capacity at failure, it is frequently used to<br />

limit the settlement of the foundation.<br />

5.1.3 Effects of Groundwater<br />

The ultimate bearing capacity depends on the effective unit weight of the soil. Where groundwater<br />

is present, the effective stress <strong>and</strong> shear strength along failure plane will be smaller <strong>and</strong> the bearing<br />

capacity will be reduced. The effect of groundwater is accounted for by adjusting the γ s ' in equation<br />

5.1. <strong>and</strong> the three possible cases as shown in Figure 5.2 <strong>and</strong> describe below:<br />

a) Case 1: D w < D<br />

Use γ’ = γ b = γ - γ w<br />

where γ b = weighted average buoyant unit weight<br />

b) Case 2: D < D w < D + B<br />

Use ′ w<br />

1- Dw-D<br />

B<br />

c) Case 3: D + B < D w (no groundwater correction is necessary )<br />

Use γ’ = γ<br />

March 2009 5-5

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