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Volume 6 – Geotechnical Manual, Site Investigation and Engineering ...

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Chapter 6 SLOPE STABILITY<br />

6.5.4 Required Safety Factors<br />

Appropriate factors of safety are required to ensure adequate performance of embankments<br />

throughout their design lives. Two of the most important considerations that determine appropriate<br />

magnitudes for factor of safety are uncertainties in the conditions being analyzed, including shear<br />

strengths <strong>and</strong> consequences of failure (both economic loss <strong>and</strong> loss of life) or unacceptable<br />

performance.<br />

The values of factor of safety listed in Table 6.3 provide a guidance <strong>and</strong> are not prescribed for<br />

slopes of embankment dams. Higher or lower values might be warranted in respect of the degree of<br />

uncertainties in the conditions being analyzed, economic loss <strong>and</strong> loss of life.<br />

Type of slopes<br />

6.5.5 Cut Slope in Clay<br />

Table 6.3 Recommended Factors Of Safety<br />

End of construction<br />

(short-term)<br />

Long-term (steadystage<br />

seepage)<br />

Rapid<br />

drawdown 3<br />

1. Embankment <strong>and</strong><br />

Natural Slope 1 1.3 1.4 1.1 <strong>–</strong> 1.2 4<br />

2. Cut or Excavated Slope 2 1.3 1.4 1.1 - 1.2 4<br />

Notes<br />

1. Applicable to filling for river bank, water retention facilities, levees, sea wall, stockpiles, earth<br />

retaining works. It also includes natural slopes such as river bank <strong>and</strong> valley slopes.<br />

2. Applicable to excavated slope including foundation excavation, excavated river <strong>and</strong> retention<br />

facilities, sea wall <strong>and</strong> other earth retaining works.<br />

3. Rapid drawdown occurs when it is assumed that drawdown is very fast, <strong>and</strong> no drainage<br />

occurs in materials with low permeability; thus the term “sudden” drawdown.<br />

4. For submerged or partially submerged slopes, the possibility of low water events <strong>and</strong> rapid<br />

drawdown should be considered. FOS of 1.1 to 1.2 for rapid drawdown recommended here are for<br />

cases where rapid drawdown represents an infrequent loading condition. In cases where rapid<br />

drawdown represents a frequent loading condition, as in river bank subjected fluctuations in water<br />

level <strong>and</strong> pumped storage projects, the factor of safety should be higher.<br />

For cut slope, the effective stress reduces with time owing to the stress relief after removal of load.<br />

This reduction will allow the clay to exp<strong>and</strong> <strong>and</strong> absorb water, which will lead to a decrease in the<br />

clay strength with time. For this reason, the factor of safety of a cut slope in clay may decrease<br />

with time. Cut slopes in clay should be designed by using effective strength parameters <strong>and</strong> the<br />

effective stresses that will exist in the soil after the pore pressures have come into equilibrium<br />

under steady seepage condition.<br />

These changes in the values of total stress <strong>and</strong> pore pressure with time are shown here in Figure<br />

6.5(a).<br />

March 2009 6-7

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