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Joint Appendix One

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Case 2:10-cv-07678-JFW-DTB Document 57-3 Filed 09/28/11 Page 8 of 37 Page ID<br />

#: 948 NAN04689<br />

to provide answers that are conclusions of law or based on personal knowledge or belief rather<br />

than by submission of documents. Based on the foregoing and as best understood by Applicant,<br />

the request for information appears to have been made pursuant to 37 C.F.R. § 1.105(a)(1)(vii),<br />

namely, it is a request for "(i)dentification of any use of the claimed invention known to any of<br />

the inventors at the time the application was filed notwithstanding the date of the use."<br />

In accordance with Applicant' s understanding of the apparent request pursuant to<br />

37 C.F.R. § 1.105(a)(1)(vii), Applicant submits herewith, but under separate letter, a<br />

Supplemental Declaration under 37 C.F.R. § 1.131 in order to further clarify the circumstances<br />

under which the promotional printer described in Applicant's two previous Declarations under 37<br />

C.F.IL § 1.131 dated February 11, 2008 and August 12, 2008, was reduced to practice.<br />

Applicant submits that the addidona] information supplied in the Supplemental Declaration is<br />

responsive to the requesL<br />

Furthermore, and in accordance with Applicant's understanding of the rejection<br />

under 35 U.S.C. § 102Co), Applicant respectfully requests that the Examiner consider the<br />

additional information supplied in the Supplemental Declaratinn. Based on that additional<br />

information, Applicant submits that the present inyention was neither made accessible to the<br />

public, nor used.commercially, nor offered for sale or sold, before the critical date of March 29,<br />

2001. Accordingly, Applicant respecffuUy requests reconsideration and withdrawal of the<br />

rejection under 35 U.S.C. § 102(b).<br />

No other matters being raised, Applicant submits that the application is in<br />

condition for allowance and respeetfiflly requests same.<br />

-4-<br />

00029<br />

Nanoptix' Summary Judgment Exhibit No. 3<br />

-A016 8-<br />

I<br />

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