Joint Appendix One

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Case 2:10-cv-07678-JFW-DTB Document 57-4 Filed 09/28/11 Page 7 of 38 Page ID
#:984 " F, roJs_ocos_ NA_,_:'901
• Approvnd (or use through 10131/200_ OMB 0B5i.0031 " I _
• _ U.E, Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 11
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TRANSMITTAL
C_D EXAMINATI N R E Mark Meye_ofer
f
Sct_ectton (b) of 35 U.$.C. § 132, effecth, e on May 2.9, 2000,
pmv_i_ for continued e_mlr,.¢ton of an uUl;ty or plant appltc_linn
Iliad on or after June 8, 1995.
See The Amedcan Inventors Pmt_an Act of 1999 (AtPA).
Examiner Name C. Dickerson
AttorneyDockatNumber 03226.000105
.= i i ii
This,is a Request for Continued Examination (RCE) under 37 C.F,R, § 1.114 of the above-idehtified spplicaUon.
NO._._ 37 C.F.R. § l. l141s effectJve on Mey 29, _O. _fthe ab_ve_de_i0ed app_icaE_n was fi_edpri_r _ May 2g_ 2_ epp_lcant m_y w_sht_ c_nstd_r _ng a
con_nuad pros6cutton appflcaUon (CPA) under 3 Z C.F.R. § 1.53(d) (p TO/S_J2g) Instead of e RCE to be ei_g_te for the paten term adjustment provisions of Ihe AIPA.
Sea Changes to AppLtcat/on Exam]eatan and Provisional AppllcaUon Ptac6ce. Rna] Rule, 65"Fed. Reg. 50092 (Aug. 16, 2000}; InterimRule, 6.6Fed, Reg. 14_65
(Mar. 20, 2000), f 233 Off. Gem PaL Of/ice 4T (Apt, 11, ;to00), which established RCE pracUce,
= =
a. [] Previously submitted
I. [] Consider the amendment(s)/reply under 37 C,F.R. § 1.116 previously filed on
(Any unantomd amandment(s) refened _o _bove will be entered).
il, _ Consider the arguments in the Appeal Bdef or Reply Brief previously tiled on
ill, I I Other
b, [] Enclosed "
it, Affidavlt(s)/Declaretien(s)
i, iii, _ Amendment/Reply
Information Disclosure Statement (10S)
; . • iv. Other Petition for one-month extension of time
_" I Miscellaneous I
3
l
a. [] Suspension of action on the above-identified application is requested under 37 C.F.R. § 1.103(c) fora period of
b, [] Other.
months, (Perta_of_n shall not e_.eed 3 months; Fee under 37 C.F.R. § 1.17(_) required]
The RCE fee under 37 C,F.FL § 1,17(e) Is requtr_ by 37 C,F,R. § 1,114 whan the RCE Is ilind.
a, [] The Director is hereby authorized to charge any deticienc_es In the following fees, or credit any overpayments, to
Deposit Account No, 06-1205
L _] RCE fee required under 37 C,F,R, § 1,17(e)
It, _ Extension of time fee (37 C,F,R, §§ 1,136 end 1,17)
ilL [] Other Petition under 37 C.F.R. 6 1,84{b)(2_
b, [] Cheeks in the amount of $405 _RCE)_ $60 _extension), $1,30 ,(petition) and $50 (c a ms) are enclosed
c, [] Payment by credit card (FormPTO-2038endosnd)
SIGNATURE OF APPUCANT, AT"I'ORNEY; OR AGENT REOUIREO
Name(Pt/nt/Type) 1_ _ _ I Regls_a_onNo.(Afforney/Agant_ I 42,419
Signature S_____ _ I Bate I Februar_ 12, 2008
I hereby carlJfy that this cormspondenea ]a bnlng deposited with the United Slates Pastel Set,Ice wffil au_clent postage es first cta_s mail in en envelope addressed to: Mall
Stop RCE, Commissioner for Patents, P.D, Box 1450, Alexandria, VA 22313-1450, or tocslml_a tmnsm]tted Io the U.S, Patent and Trademark Office ca:
L Name (Print/Type) _ -- CERTIFICATE OF MAILING OR TRANSMISSION
, ,SI_,,, ature , , Date
Bt,vdan Hour Statamerd: This fon'n is estimated to lake 0.2 hou_ to comp_eta. Tune will vary depending upon the needs of the thd'_dual case. Any
commants o_ the ernount of Lares ,'/ou am required to ¢omple4e this fm'm should 10e sent to the Chief Infssmatlon Officer, Dlmc_r of the U,S.P.T.O., P.O, Box
• 1450, Alnxanddn, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS, SKNO Fees end Completed Forms to the
fofiowiag address: Mall Stop RCE, Comm]salonst for patents, P.O; Box 1450, Alexandria, VA 2.2313-1450,
Form #18t B2/1_/_1]{_ _I_ON_AFi 6DBBBB21 18_651t_
FCH9 W8 t962282vi
00065.
Nanoptix' Summary Judgment Exhibit No. 3
-A0204-
01 FC:28@t 485.89 OP