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Joint Appendix One

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II<br />

Case 2:10-cv-07678-JFW-DTB Document 57-4 Filed 09/28/11 Page 4 of 38 Page ID .i<br />

#:981 NAN04799<br />

Appt|cation No. Applicant(s)<br />

10/405,112 MEYERHOFER, MARK<br />

Off.me Action Summary Examiner Art Unit<br />

Chad Dickersort 2625<br />

- The MAILING DATEofthls communication appears on the ceversheet with the correspondence address -<br />

Period for Reply<br />

Status<br />

A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,<br />

WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.<br />

- Extensions of 5me may be ava_abte under the provisions of 37 CFR 1.i3S(a_ In no event, however, may a reply be I_mely filed<br />

alter SIX (6) MONTHS from the ma_Jlng date of this comrnunlcaUen,<br />

- If NO pedod for reply is specified above, the maximum stalat0ry pedod wlll a_0ply or¢l will e_q_ire SIX (6) MONTHS _ the _,lthg _ta of _ls _mmunl_tton.<br />

- Failure to reply wlth_ the set or extended period for reply _ by st_te, cause the application to become ABANOONEO (35 U,S.C. § 133).<br />

Any reply received by the Office later then 6,u_e months alter the rn_ling data of this coraraunication, even if timely filed, may reduce any<br />

earned patent term adjustment. See 37 CFR 1.704(b).<br />

1)[] Responsive to communication(s) filed on 13 February 200&<br />

2a)['-I This action is FINAL. 2b)_;_ This action is non-final.<br />

3)[-] Since this application is in condition for allowance except for formal matters, prosecution as to the medts is<br />

closed in accordance with the practice under Ex parts Quay/e, 1935 C.D. 11,453 e.G. 213.<br />

Disposition of Claims<br />

4)_;_ Claim(s) 82-152 and 154-166 is/are pending in the application.<br />

4a) Of the above claim(s) _ is/are withdrawn from consideration.<br />

5)[-] Claim(s)_ Is/are allowed.<br />

6)_;_} Claim(s) 82-152 and 154-166 is/are rejected.<br />

7)[-I Claim(s) _ is/are objected to.<br />

8)[-I Claim(s) _ are subject to restriction and/or election requirement.<br />

Application Papers<br />

9)[7 The spec_cation is objected to by the Examiner.<br />

10)_;_ The drawing(s) filed on 31 March 2003 is/are: a)["l accepted or b)_;_ objected to by the Examiner.<br />

Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).<br />

Replacement drawing sheet(s) including the correction is requlred if the drawing(a) Is objected to. Sea 37 CFR 1.121 (d).<br />

11)["1 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PT£)-152.<br />

Priority under 35 U.S.C. § 1t9<br />

12)[--I Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § i 19(a)-(d) or (f),<br />

A_chreant(e)<br />

a)E] All b)[--I Some * c)l-'] None of:<br />

l.r] Certified copies of the pdority documents have been received,<br />

2.1-I Certified copies of the pdodty documents have been received in Application No. __<br />

3.1-] Copies of the certified copies of the pdodty documents have been received in this National Stage<br />

application from the International Bureau (PCT Rule 17.2(a)).<br />

• See the attached detailed Office action for a list of the certified copies not received.<br />

1) [] Notice of ReferencesCited (PT0-892)<br />

2) [] Noticeof DraftsDerson'sPatentDrawingReview (PT0-948)<br />

3) [] information DisclosureStatement(s)(PTO/S5/08}<br />

PaperNo[s)/Mail Date See Conttnua#enSheet.<br />

U.& patent andTrada_mrk Off'me<br />

PTOL-326 (Ray. 08-08) Off'meAction Summary<br />

00062<br />

Nanoptix' Summary Judgment Exhibit No. 3<br />

-A0201 -<br />

4) [] Interview Summary(PTO413)<br />

PaperNe(s)/Mail Date..<br />

5) [] Noticeof Informal PatentAppllcatJen<br />

6) [] Other:.<br />

Part ofPaper No./Mail Date 20070301<br />

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