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Joint Appendix One

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Case2:10-cv-07678-JFW-DTB Document 121 Filed 11/02/11 Page4of7 Page ID<br />

#:2550<br />

C. Prosecution of the '855 Patent<br />

The application for the '855 Patent was filed with the United States Patent and Trademark<br />

Office ("PTO") on March 29, 2002. In its first office action dated March 21, 2007, the PTO rejected<br />

all pending claims of the '855 Patent based upon the Rowe '320 patent, and in some instances, a<br />

combination of the Rowe '320 patent and other prior art.<br />

On July 23, 2007, FutureLogic responded to the PTO's rejection, emphasizing the dual port<br />

aspect of its alleged invention: "Applicant's main communication port couples a promotional<br />

gaming printer to a gaming controller and a separate auxiliary communication port couples the<br />

gaming promotional printer to a promotional controller."<br />

On October 16, 2007, the PTO concluded its examination and issued its final rejection of all<br />

claims of the '855 Patent application. In its rejection, the PTO relied on the '320 Rowe patent and<br />

the Rowe '527 published application and, in some instances, combined the Rowe references with<br />

other prior art.<br />

On February 28, 2008, FutureLogic responded to the PTO's October 16, 2007 final office<br />

action. In its response, Future Logic submitted the Declaration of Mark Meyerhofer in which he<br />

attempted to antedate the '320 Rowe patent and the Rowe '527 published application. Specifically,<br />

Mark Meyerhofer stated that "the claimed invention of the '855 patent was actually reduced to<br />

practice in the United States of America before July 10, 2001 which is the earliest effective date of<br />

Rowe '320 and Rowe '527." In support of his position, Mr. Meyerhofer provided detailed technical<br />

drawings and photographs of the promotional printer that met the elements of the claimed<br />

invention. The promotional printer described in Mr. Meyerhofer's declaration was the same as the<br />

PSA-66-VM printer sold to Coca-Cola.<br />

On May 13, 2008, the PTO again rejected all claims of the '855 Patent application. In its<br />

third rejection, the PTO rejected the claims based upon the Rowe '065 published application and<br />

the Nichols '241 patent and, in some instances, other prior art. In response, in a further effort to<br />

antedate the new Rowe reference and other cited prior art, Mark Meyerhofer submitted another<br />

declaration stating that the claimed invention had been reduced to practice before December 19,<br />

2000.<br />

The PTO issued a final office action on December 3, 2008, in which the PTO questioned<br />

whether the claimed invention was either on sale or in public use as prohibited by 35 U.S.C. §<br />

102(b). In response, Mr. Meyerhofer represented that "the present invention was neither made<br />

accessible to the public, nor used commercially, nor offered for sale or sold before the critical date<br />

of March 29, 2001." Based on Mr. Meyerhofer's representations, the PTO issued a Notice of<br />

Allowance, and the '855 Patent was issued on September 29, 2009.<br />

II. LEGAL STANDARD<br />

Summary judgment is proper where "the movant shows that there is no genuine dispute as<br />

to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P.<br />

56(a). The moving party has the burden of demonstrating the absence of a genuine issue of fact<br />

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