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A Review of Highway Agencies in the South Asia Region

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A <strong>Review</strong> <strong>of</strong> <strong>Highway</strong> <strong>Agencies</strong> <strong>in</strong> <strong>the</strong> <strong>South</strong> <strong>Asia</strong> <strong>Region</strong><br />

3.2 Institutional Sett<strong>in</strong>g - Autonomy from <strong>the</strong> M<strong>in</strong>istry<br />

All highway agencies are public bodies government departments, agencies or state<br />

enterprises act<strong>in</strong>g as <strong>in</strong>dependent highway agencies to implement <strong>the</strong> road sector<br />

policy on behalf <strong>of</strong> <strong>the</strong> M<strong>in</strong>istry <strong>of</strong> Transport (or <strong>the</strong> M<strong>in</strong>istry <strong>of</strong> Enterprise, Energy and<br />

Communications <strong>in</strong> <strong>the</strong> case <strong>of</strong> Sweden).<br />

All have a considerable role and responsibility for long-term plann<strong>in</strong>g <strong>of</strong> <strong>the</strong> road transport<br />

system. The authorities are responsible for <strong>the</strong> construction (network development),<br />

operation and ma<strong>in</strong>tenance <strong>of</strong> national/state roads as well as part <strong>of</strong> <strong>the</strong> prov<strong>in</strong>cial/regional<br />

roads. They are usually <strong>in</strong>volved <strong>in</strong> draft<strong>in</strong>g <strong>the</strong> technical standards for <strong>the</strong> network, but<br />

operate with<strong>in</strong> policy objectives with reference to network quality (congestion, speed,<br />

safety, and so on) set by a policy department.<br />

In addition, <strong>the</strong> agencies <strong>in</strong> New Zealand and Sweden have adopted an <strong>in</strong>tegrated approach<br />

towards <strong>the</strong> implementation <strong>of</strong> transport policies, giv<strong>in</strong>g respective agencies <strong>the</strong> mandate<br />

to manage implementation <strong>of</strong> policies for <strong>the</strong> entire land transport sector <strong>in</strong> a holistic<br />

manner.<br />

All agencies enjoy a certa<strong>in</strong> degree <strong>of</strong> autonomy from <strong>the</strong> government, which reduces<br />

political <strong>in</strong>volvement <strong>in</strong> <strong>the</strong> day-to-day bus<strong>in</strong>ess <strong>of</strong> provid<strong>in</strong>g road <strong>in</strong>frastructure to <strong>the</strong><br />

public. Although <strong>the</strong> agencies are predom<strong>in</strong>antly executive agencies, without a formal policy<br />

development task, <strong>the</strong>y all have substantial <strong>in</strong>fluence on <strong>the</strong> policy objectives regard<strong>in</strong>g <strong>the</strong><br />

road network.<br />

In all cases, <strong>the</strong> road networks are owned by <strong>the</strong> state.<br />

3.3 Policy Framework - Clear Strategic Guidance Focused on Outcomes<br />

Framework for Performance Management<br />

The four agencies have similar policy frameworks that are considered examples <strong>of</strong> good<br />

practice, and that provide strategic guidance. Based on a general vision statement from <strong>the</strong><br />

concerned m<strong>in</strong>istry, <strong>the</strong> agency develops its own vision and support<strong>in</strong>g plans. Different plans<br />

<strong>of</strong>ten exist and have different time horizons.<br />

The national governments have expressed <strong>the</strong> broad goals and outcomes desired from <strong>the</strong><br />

transportation agencies. This is <strong>of</strong>ten a statutory process that results <strong>in</strong> <strong>the</strong> formulation <strong>of</strong> a<br />

long-term policy or vision document with a 20- to 30-year horizon. These can be supported<br />

by a roll<strong>in</strong>g policy document (two to four year updates) with a 10-year horizon <strong>of</strong> which <strong>the</strong><br />

first four to six years are substantially detailed out. These plans form <strong>the</strong> basis for <strong>the</strong> midterm<br />

and annual budget<strong>in</strong>g <strong>in</strong> conjunction with budget requests made by <strong>the</strong> agencies.<br />

The agencies have clearly adopted <strong>the</strong> outcomes-articulated central government goals <strong>in</strong><br />

<strong>the</strong>ir policy, strategy and plann<strong>in</strong>g documents and translated <strong>the</strong>se outcomes <strong>in</strong>to coherent<br />

goals, measures, and targets for <strong>the</strong>ir organizations. They have also adopted a 10-year<br />

policy or vision <strong>in</strong> l<strong>in</strong>e with <strong>the</strong> national policy. Based on this, most agencies have issued a<br />

statement <strong>of</strong> <strong>in</strong>tent or corporate/bus<strong>in</strong>ess plan; a forward-look<strong>in</strong>g three-year plan updated<br />

annually that spells out how <strong>the</strong> agency will l<strong>in</strong>k its efforts with <strong>the</strong> state’s policy aspirations.<br />

It sets <strong>the</strong> agency’s budgets and priorities, and demonstrates how it <strong>in</strong>tends to make<br />

progress on <strong>the</strong> policy priorities over <strong>the</strong> 10 years.<br />

The three-year plans are roll<strong>in</strong>g plans that are updated annually and are <strong>the</strong> basis <strong>of</strong> fund<strong>in</strong>g<br />

allocations/budget requests, list<strong>in</strong>g projects to be executed <strong>in</strong> <strong>the</strong> com<strong>in</strong>g year and projects<br />

planned <strong>in</strong> <strong>the</strong> next two years.<br />

51

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