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State of the World's Children 2013 - Unicef

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Conventions, optional protocols,<br />

signatures and ratifications<br />

A note on terms used in this report<br />

A Convention is a formal agreement between <strong>State</strong>s parties. The term ‘Convention’ is used (ra<strong>the</strong>r than its<br />

synonym, ‘treaty’) to denote a multilateral instrument with a large number <strong>of</strong> <strong>State</strong>s parties, including one<br />

open to participation by <strong>the</strong> international community as a whole and negotiated under <strong>the</strong> auspices <strong>of</strong> an<br />

international organization.<br />

An Optional protocol to a Convention is a legal instrument intended to supplement <strong>the</strong> original agreement<br />

by establishing additional rights or obligations. It may be used to address in greater detail a matter<br />

mentioned in <strong>the</strong> original agreement, to speak to a new concern relevant to any <strong>of</strong> its topics, or to add<br />

procedures for operation or enforcement. Such a protocol is optional in <strong>the</strong> sense that <strong>State</strong>s parties to a<br />

Convention are not automatically bound by its provisions, but must ratify it independently. Thus, a <strong>State</strong><br />

may be party to a Convention but not to its Optional Protocols.<br />

The process by which a <strong>State</strong> becomes party to a Convention comprises, in most cases, two steps:<br />

signature and ratification.<br />

By signing a Convention, a <strong>State</strong> indicates its intention to take steps to examine <strong>the</strong> Convention and<br />

its compatibility with domestic law. A signature does not create a legal obligation to be bound by a<br />

Convention’s provisions; however, it does indicate that a <strong>State</strong> will act in good faith and will not take<br />

actions that would undermine <strong>the</strong> purpose <strong>of</strong> <strong>the</strong> Convention.<br />

Ratification is <strong>the</strong> concrete action by which a <strong>State</strong> agrees to be legally bound by <strong>the</strong> terms <strong>of</strong> a<br />

Convention. The procedure varies according to each country’s particular legislative structure. After a<br />

<strong>State</strong> has determined that a Convention is consistent with domestic laws and that steps may be taken to<br />

comply with its provisions, <strong>the</strong> appropriate national organ (e.g., a parliament) makes a formal decision<br />

to ratify. Once <strong>the</strong> instrument <strong>of</strong> ratification – a formal, sealed letter signed by <strong>the</strong> responsible authority<br />

(e.g., a president) – is deposited with <strong>the</strong> United Nations Secretary-General, <strong>the</strong> <strong>State</strong> becomes party to<br />

<strong>the</strong> Convention.<br />

In some cases, a state will accede to a Convention or Optional Protocol. Essentially, accession is like<br />

ratifying without first having to sign.<br />

For fur<strong>the</strong>r information and more detailed definitions <strong>of</strong> <strong>the</strong>se and related terms, see<br />

.<br />

The Convention on <strong>the</strong> Rights <strong>of</strong> Persons with Disabilities is available at<br />

.<br />

The Optional Protocol is available at .<br />

154<br />

THE STATE OF THE WORLD’S CHILDREN <strong>2013</strong>: <strong>Children</strong> with Disabilities

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